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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

MCKINLEY CARTER WEALTH SERVICES, INC.

CRD 135184

WHEELING, WV

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3bf6945f-9a07-715d-63c6-02a406d6a316

Data as of Mar 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 57
Dated events: 17
On other graphs: 0
Observed: Dec 6, 2011 to Mar 23, 2026
35 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.95 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $2.3BItem 5.F on the latest filing (2026-03-23); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.2B
Private client RAUM: $2.2BderivedItem 5.D individuals plus high net worth individuals
Private client share: 95%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 25
RAUM per advisor: $92.3Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 32
Advisory employees: 27
Offices: 4Schedule D 1.F, beyond the principal office
Accounts: 3,994
Individual clients: 572
High net worth clients: 659
Custody, client assets: $736M
SEC number: 801-64584
CIK: 1484265
CRD: 135184
Filings on the tape: 35
First filed: Dec 6, 2011
Latest filed: Mar 23, 2026
Organised: Corporation, WV
Website: mckinleycarter.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DAVID HOLMAN MCKINLEY	Certified Financial Planner	WHEELING, WV	21	32	3	no
SUZETTE MARLENE SMITH	n/a	WHEELING, WV	21	22	1	no
WILLIAM WALDEN CARTER	n/a	WHEELING, WV \| CHARLESTON, WV	18	29	1	no
ARTHUR LAWRENCE CRIMMINS	n/a	WHEELING, WV \| CHARLESTON, WV \| DELRAY BEACH, FL	18	20	1	no
JOHN TOMPKINS SLICER	n/a	WHEELING, WV \| CHARLESTON, WV	17	35	1	no
BRIAN TYRONE GONGAWARE	Certified Financial Planner	WEXFORD, PA \| WHEELING, WV	17	27	1	no
DAVID PAYNE NOLAN	n/a	CHARLESTON, WV \| WHEELING, WV	16	46	1	no
JOHN HOWARD WILLIAMS	Certified Financial Planner	CHARLESTON, WV \| WHEELING, WV	12	12	n/a	no
Nicole Lynn Gabriel	Certified Financial Planner	WHEELING, WV \| Wexford, PA	10	11	n/a	no
Chelsea Lynn Clegg	Certified Financial Planner	WHEELING, WV	10	11	n/a	no
TERESA E MICHAELS	Certified Financial Planner	WHEELING, WV	10	16	n/a	no
STEVEN ANDREW TARDY	Chartered Financial Consultant	CHARLESTON, WV	8	16	2	no
John James Binz	n/a	WEXFORD, PA \| WHEELING, WV	7	10	n/a	no
DAVID PAUL WILCOX	n/a	CHARLESTON, WV \| WHEELING, WV	7	14	n/a	no
FRANK RAY NEIDERHISER	Certified Financial Planner	WEXFORD, PA \| WHEELING, WV	6	26	3	no
TYRONE CONWAY PHILLIPPI	Certified Financial Planner	WHEELING, WV \| Miamisburg, OH	6	31	2	no
CHRISTOPHER JAY BUCK	Certified Financial Planner	WHEELING, WV \| Miamisburg, OH	6	32	2	no
NICHOLAS MICHAEL STEBNER	Certified Financial Planner	Miamisburg, OH \| WHEELING, WV	6	21	1	no
JULIE A BROWN	Certified Financial Planner	WHEELING, WV \| Miamisburg, OH	6	12	1	no
JOSHUA MARK JOHNSON	Certified Financial Planner	Miamisburg, OH \| WHEELING, WV	6	28	2	no
Jeffrey Stenhouse	n/a	Charleston, WV \| WHEELING, WV	5	12	n/a	no
James Michael O'Brien	n/a	WHEELING, WV	4	10	n/a	no
Matthew Thomas Epling	n/a	Charleston, WV \| WHEELING, WV	2	14	n/a	no
SANDRA MARIE STEEDLE	n/a	Wexford, PA \| WHEELING, WV	1	32	n/a	no
Jack Fuentes	n/a	WHEELING, WV \| Charleston, WV	0	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Binz, John, James	CHIEF COMPLIANCE OFFICER	Na	yes	02/2023	Mar 23, 2026	Mar 23, 2026
GONGAWARE, BRIAN, TYRONE	DIRECTOR OF GROWTH	B	yes	04/2009	Mar 23, 2026	Mar 23, 2026
MCKINLEY, DAVID, HOLMAN	PRESIDENT, MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER	D	yes	09/2005	Mar 23, 2026	Mar 23, 2026
PAYNE, LORI, BETH	CHIEF ADMINISTRATIVE OFFICER	Na	yes	01/2015	Mar 23, 2026	Mar 23, 2026
PHILLIPPI, TYRONE, CONWAY	DIRECTOR OF WEALTH MANAGEMENT	A	yes	09/2020	Mar 23, 2026	Mar 23, 2026
TRISCHLER, MEREDITH, LEIGH	Controller	Na	yes	01/2015	Mar 23, 2026	Mar 23, 2026
NOLAN, DAVID, PAYNE	CHIEF INVESTMENT OFFICER	Na	no	12/2024	Mar 23, 2026	Mar 23, 2026

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
WILLIAM W. CARTER	n/a	n/a	n/a	N	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Charleston	Wv	United States	9	no
Dayton	Oh	United States	7	no
Wexford	Pa	United States	4	no
Gaithersburg	Md	United States	2	no
Johnstown	Pa	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 23, 2026	$2.3B	$2.2B	32	27	4	n/a	n/a
2024	Mar 24, 2025	$2.5B	$2.4B	51	34	6	n/a	n/a
2023	Mar 28, 2024	$2.3B	$2.1B	48	36	6	n/a	n/a
2022	Mar 27, 2023	$1.9B	$1.7B	56	36	6	n/a	n/a
2021	Mar 28, 2022	$2.1B	$2.0B	53	36	6	n/a	n/a
2020	Mar 30, 2021	$1.8B	$1.6B	51	28	7	n/a	n/a
2019	Mar 26, 2020	$1.3B	$1.0B	37	21	6	n/a	n/a
2018	Mar 22, 2019	$1.0B	$809M	37	21	6	n/a	n/a
2017	Mar 30, 2018	$1.1B	$837M	37	23	6	n/a	n/a
2016	Mar 31, 2017	$888M	$678M	37	24	n/a	n/a	n/a
2015	Mar 22, 2016	$828M	$637M	37	27	n/a	n/a	n/a
2014	Mar 27, 2015	$811M	$630M	36	22	n/a	n/a	n/a
2013	Mar 28, 2014	$815M	$643M	35	18	n/a	n/a	n/a
2012	Mar 28, 2013	$579M	$459M	30	15	n/a	n/a	n/a
2011	Mar 23, 2012	$517M	$464M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	7	-7	28.0%	0	0	0	0	8

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.3B	$2.5B	-8.9%	$1.9B	6.6%	32	51	4	6

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
Farther	4	Nov 21, 2025	Jul 17, 2026	WHEELING, WV	Team lift out	RIA to RIA	12.9%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
LIFEPLAN FINANCIAL GROUP, INC.	6	Dec 1, 2020	Sep 10, 2020	DAYTON, OH	Firm absorbed	RIA to RIA	100.0%

Relationships

Registered with (48)

← Jack FuentesAdvisorregistration: current employment
Jun 4, 2026 to presentfactForm ADV
← SANDRA MARIE STEEDLEAdvisorregistration: current employment
Oct 25, 2024 to presentfactForm ADV
← Matthew Thomas EplingAdvisorregistration: current employment
Feb 22, 2024 to presentfactForm ADV
← James Michael O'BrienAdvisorregistration: current employment
Jan 7, 2022 to presentfactForm ADV
← Jeffrey StenhouseAdvisorregistration: current employment
Jun 22, 2021 to presentfactForm ADV
← JOSHUA MARK JOHNSONAdvisorregistration: current employment
Sep 10, 2020 to presentfactForm ADV
← TYRONE CONWAY PHILLIPPIAdvisorregistration: current employment
Sep 9, 2020 to presentfactForm ADV
← CHRISTOPHER JAY BUCKAdvisorregistration: current employment
Sep 9, 2020 to presentfactForm ADV
← NICHOLAS MICHAEL STEBNERAdvisorregistration: current employment
Sep 9, 2020 to presentfactForm ADV
← JULIE A BROWNAdvisorregistration: current employment
Sep 9, 2020 to presentfactForm ADV
← FRANK RAY NEIDERHISERAdvisorregistration: current employment
Feb 4, 2020 to presentfactForm ADV
← DAVID PAUL WILCOXAdvisorregistration: current employment
Sep 5, 2019 to presentfactForm ADV
← John James BinzAdvisorregistration: current employment
Jun 20, 2019 to presentfactForm ADV
← STEVEN ANDREW TARDYAdvisorregistration: current employment
Dec 22, 2017 to presentfactForm ADV
← TERESA E MICHAELSAdvisorregistration: current employment
Aug 30, 2016 to presentfactForm ADV
← Chelsea Lynn CleggAdvisorregistration: current employment
Apr 5, 2016 to presentfactForm ADV
← Nicole Lynn GabrielAdvisorregistration: current employment
Dec 7, 2015 to presentfactForm ADV
← JOHN HOWARD WILLIAMSAdvisorregistration: current employment
Apr 7, 2014 to presentfactForm ADV
← DAVID PAYNE NOLANAdvisorregistration: current employment
Feb 23, 2010 to presentfactForm ADV
← BRIAN TYRONE GONGAWAREAdvisorregistration: current employment
May 12, 2009 to presentfactForm ADV
← JOHN TOMPKINS SLICERAdvisorregistration: current employment
Nov 18, 2008 to presentfactForm ADV
← WILLIAM WALDEN CARTERAdvisorregistration: current employment
Oct 1, 2007 to presentfactForm ADV
← ARTHUR LAWRENCE CRIMMINSAdvisorregistration: current employment
Oct 1, 2007 to presentfactForm ADV
← DAVID HOLMAN MCKINLEYAdvisorregistration: current employment
Sep 13, 2005 to presentfactForm ADV
← SUZETTE MARLENE SMITHAdvisorregistration: current employment
Sep 13, 2005 to presentfactForm ADV
← Ethan KlieAdvisorregistration: previous registration
Jul 28, 2025 to Mar 30, 2026factForm ADV
← KATHY LEE WHITEAdvisorregistration: previous registration
Jul 27, 2010 to Jan 8, 2026factForm ADV
← DINO ANDRE GIOVANNONEAdvisorregistration: previous registration
Apr 28, 2015 to Nov 21, 2025factForm ADV
← MONICA M GARVERAdvisorregistration: previous registration
Aug 17, 2019 to Nov 21, 2025factForm ADV
← JOEL A ESTESAdvisorregistration: previous registration
Dec 8, 2021 to Nov 21, 2025factForm ADV
and 18 more

Moved with (2)

→ FARTHERRegistered adviser4 advisors, team lift out, same day
Nov 21, 2025 to Jul 17, 2026factForm ADV
← LIFEPLAN FINANCIAL GROUP, INC.Registered adviser6 advisors, firm absorbed, same day
Dec 1, 2020 to Sep 10, 2020factForm ADV

Controls (6)

← PHILLIPPI, TYRONE, CONWAYOwnerREGIONAL MANAGING DIRECTOR, ownership code A, individual
Sep 14, 2020 to Mar 28, 2024factForm ADV
← MCKINLEY, DAVID, HOLMANOwnerPRESIDENT, MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER, AND CHIEF INVESTMENT OFFICER, ownership code D, individual
Dec 6, 2011 to Mar 28, 2024factForm ADV
← GONGAWARE, BRIAN, TYRONEOwnerDIRECTOR, ADVISORY SERVICES, ownership code B, individual
Dec 6, 2011 to Mar 28, 2024factForm ADV
← PAYNE, LORI, BETHOwnerCHIEF ADMINISTRATIVE OFFICER AND CHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 27, 2015 to Mar 28, 2024factForm ADV
← TRISCHLER, MEREDITH, LEIGHOwnerCONTROLLER, ownership code NA, individual
Mar 27, 2015 to Mar 28, 2024factForm ADV
← Binz, John, JamesOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 27, 2023 to Mar 28, 2024factForm ADV

Dated events

Occurred
Mar 30, 2026
Advisor changed firm
Ethan Klie left Mckinley Carter Wealth Services, Inc. for Mercer Global Advisors Inc. (registered 2026-04-09)
Form ADVobserved 6 days ago
Occurred
Jan 8, 2026
Advisor changed firm
Kathy Lee White left Mckinley Carter Wealth Services, Inc. for Cambridge Investment Research Advisors, Inc. (registered 2025-11-12)
Form ADVobserved 6 days ago
Occurred
Nov 21, 2025
Team lift-out
4 advisors left Mckinley Carter Wealth Services, Inc. (Wheeling, WV) for Farther on the same day
Form ADVobserved 6 days ago
4 advisors
Occurred
Nov 21, 2025
Advisor changed firm
Nicole Marie Dray left Mckinley Carter Wealth Services, Inc. for Farther (registered 2026-07-17)
Form ADVobserved 6 days ago
Occurred
Nov 21, 2025
Advisor changed firm
Joel A Estes left Mckinley Carter Wealth Services, Inc. for Farther (registered 2025-10-28)
Form ADVobserved 6 days ago
Occurred
Nov 21, 2025
Advisor changed firm
Dino Andre Giovannone left Mckinley Carter Wealth Services, Inc. for Farther (registered 2025-10-23)
Form ADVobserved 6 days ago
Occurred
Nov 21, 2025
Advisor changed firm
Monica M Garver left Mckinley Carter Wealth Services, Inc. for Cambridge Investment Research Advisors, Inc. (registered 2025-11-11)
Form ADVobserved 6 days ago
Occurred
Nov 21, 2025
Advisor changed firm
Adam Mitchell Headley left Mckinley Carter Wealth Services, Inc. for Farther (registered 2025-10-23)
Form ADVobserved 6 days ago
Occurred
Apr 7, 2024
Advisor changed firm
Kameron Thomas Smith left Mckinley Carter Wealth Services, Inc. for Parallel Advisors, Llc (registered 2024-02-27)
Form ADVobserved 6 days ago
Occurred
Mar 28, 2024
Control person left
Ross Brian Lipton (Regional Director) no longer on Schedule A of Mckinley Carter Wealth Services, Inc. (listed 2023-03-27, absent 2024-03-28)
Form ADVobserved 6 days ago
Occurred
Mar 27, 2023
Control person joined
James John Binz (Chief Compliance Officer) appeared on Schedule A of Mckinley Carter Wealth Services, Inc.
Form ADVobserved 6 days ago
Occurred
Mar 23, 2023
Advisor changed firm
Bradley Michael Foster left Mckinley Carter Wealth Services, Inc. for Ntv Asset Management, Llc (registered 2023-03-20)
Form ADVobserved 6 days ago
Occurred
Jul 15, 2022
Advisor changed firm
James David Walker left Mckinley Carter Wealth Services, Inc. for Kendall Capital Management (registered 2022-07-11)
Form ADVobserved 6 days ago
Occurred
Mar 30, 2021
Regulatory AUM changed
Mckinley Carter Wealth Services, Inc. reported RAUM $1.8B, up 43% from $1.3B (2020-12-04 to 2021-03-30)
Form ADVobserved 6 days ago
$542M
Occurred
Sep 14, 2020
Control person joined
Conway Tyrone Phillippi (Regional Managing Director) appeared on Schedule A of Mckinley Carter Wealth Services, Inc.
Form ADVobserved 6 days ago
Occurred
Mar 26, 2020
Regulatory AUM changed
Mckinley Carter Wealth Services, Inc. reported RAUM $1.3B, up 27% from $1.0B (2020-01-23 to 2020-03-26)
Form ADVobserved 6 days ago
$269M
Occurred
Mar 22, 2019
Control person left
Walden William Carter (Director, Wealth Management And Trust Services) no longer on Schedule A of Mckinley Carter Wealth Services, Inc. (listed 2019-01-04, absent 2019-03-22)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3bf6945f-9a07-715d-63c6-02a406d6a316
First observed: Dec 6, 2011
Last observed: Mar 23, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MCKINLEY CARTER WEALTH SERVICES, INC.

CRD 135184

WHEELING, WV

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3bf6945f-9a07-715d-63c6-02a406d6a316

Data as of Mar 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:07 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DAVID HOLMAN MCKINLEY

Certified Financial Planner

WHEELING, WV

SUZETTE MARLENE SMITH

n/a

WHEELING, WV

WILLIAM WALDEN CARTER

n/a

WHEELING, WV | CHARLESTON, WV

ARTHUR LAWRENCE CRIMMINS

n/a

WHEELING, WV | CHARLESTON, WV | DELRAY BEACH, FL

JOHN TOMPKINS SLICER

n/a

WHEELING, WV | CHARLESTON, WV

BRIAN TYRONE GONGAWARE

Certified Financial Planner

WEXFORD, PA | WHEELING, WV

DAVID PAYNE NOLAN

n/a

CHARLESTON, WV | WHEELING, WV

JOHN HOWARD WILLIAMS

Certified Financial Planner

CHARLESTON, WV | WHEELING, WV

n/a

Nicole Lynn Gabriel

Certified Financial Planner

WHEELING, WV | Wexford, PA

n/a

Chelsea Lynn Clegg

Certified Financial Planner

WHEELING, WV

n/a

TERESA E MICHAELS

Certified Financial Planner

WHEELING, WV

n/a

STEVEN ANDREW TARDY

Chartered Financial Consultant

CHARLESTON, WV

John James Binz

n/a

WEXFORD, PA | WHEELING, WV

n/a

DAVID PAUL WILCOX

n/a

CHARLESTON, WV | WHEELING, WV

n/a

FRANK RAY NEIDERHISER

Certified Financial Planner

WEXFORD, PA | WHEELING, WV

TYRONE CONWAY PHILLIPPI

Certified Financial Planner

WHEELING, WV | Miamisburg, OH

CHRISTOPHER JAY BUCK

Certified Financial Planner

WHEELING, WV | Miamisburg, OH

NICHOLAS MICHAEL STEBNER

Certified Financial Planner

Miamisburg, OH | WHEELING, WV

JULIE A BROWN

Certified Financial Planner

WHEELING, WV | Miamisburg, OH

JOSHUA MARK JOHNSON

Certified Financial Planner

Miamisburg, OH | WHEELING, WV

Jeffrey Stenhouse

n/a

Charleston, WV | WHEELING, WV

n/a

James Michael O'Brien

n/a

WHEELING, WV

n/a

Matthew Thomas Epling

n/a

Charleston, WV | WHEELING, WV

n/a

SANDRA MARIE STEEDLE

n/a

Wexford, PA | WHEELING, WV

n/a

Jack Fuentes

n/a

WHEELING, WV | Charleston, WV

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Binz, John, James

CHIEF COMPLIANCE OFFICER

yes

02/2023

Mar 23, 2026

GONGAWARE, BRIAN, TYRONE

DIRECTOR OF GROWTH

yes

04/2009

Mar 23, 2026

MCKINLEY, DAVID, HOLMAN

PRESIDENT, MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER

yes

09/2005

Mar 23, 2026

PAYNE, LORI, BETH

CHIEF ADMINISTRATIVE OFFICER

yes

01/2015

Mar 23, 2026

PHILLIPPI, TYRONE, CONWAY

DIRECTOR OF WEALTH MANAGEMENT

yes

09/2020

Mar 23, 2026

TRISCHLER, MEREDITH, LEIGH

Controller

yes

01/2015

Mar 23, 2026

NOLAN, DAVID, PAYNE

CHIEF INVESTMENT OFFICER

12/2024

Mar 23, 2026

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

WILLIAM W. CARTER

n/a

City

State

Country

Employees

Also broker-dealer

Charleston

United States

Dayton

United States

Wexford

United States

Gaithersburg

United States

Johnstown

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 23, 2026

$2.3B

$2.2B

n/a

2024

Mar 24, 2025

$2.5B

$2.4B

n/a

2023

Mar 28, 2024

$2.3B

$2.1B

n/a

2022

Mar 27, 2023

$1.9B

$1.7B

n/a

2021

Mar 28, 2022

$2.1B

$2.0B

n/a

2020

Mar 30, 2021

$1.8B

$1.6B

n/a

2019

Mar 26, 2020

$1.3B

$1.0B

n/a

2018

Mar 22, 2019

$1.0B

$809M

n/a

2017

Mar 30, 2018

$1.1B

$837M

n/a

2016

Mar 31, 2017

$888M

$678M

n/a

2015

Mar 22, 2016

$828M

$637M

n/a

2014

Mar 27, 2015

$811M

$630M

n/a

2013

Mar 28, 2014

$815M

$643M

n/a

2012

Mar 28, 2013

$579M

$459M

n/a

2011

Mar 23, 2012

$517M

$464M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-7

28.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$2.3B

$2.5B

-8.9%

$1.9B

6.6%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

Farther

Nov 21, 2025

Jul 17, 2026

WHEELING, WV

Team lift out

RIA to RIA

12.9%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

LIFEPLAN FINANCIAL GROUP, INC.

Dec 1, 2020

Sep 10, 2020

DAYTON, OH

Firm absorbed

RIA to RIA

100.0%