DFX Intelligence

S•••••• J•• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

S•••••• J•• M••••

Advisor at V••••••• A•••••••• I•••

SCOTTSDALE, AZ

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Jan 23, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 23, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••••••• A•••••••• I•••	Bd affiliated wealth	May 10, 2022	n/a	yes	SCOTTSDALE, AZ	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Aug 13, 2021	May 6, 2022	no	SCOTTSDALE, AZ\|SAN DIEGO, CA\|SCOTTSDALE, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	V••••••• A•••••••• I•••	May 6, 2022	May 10, 2022	4	Firm change	RIA to ibd
M•• C•••••• A••••••• L••	L•• F•••••••• L••	Jun 1, 2021	Aug 13, 2021

Relationships

Registered with (8)

→ V••••••• A•••••••• I•••Registered adviserregistration: current employment
May 10, 2022 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Aug 13, 2021 to May 6, 2022factForm ADV
→ M•• C•••••• A••••••• L••Registered adviserregistration: previous registration
Feb 11, 2020 to Jun 1, 2021factForm ADV
→ S•••••••• F••••••••• I•••

Dated events

Order

Occurred
6 May 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 23, 2017
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.