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CRD 7461
ATLANTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| AG ARTEMIS HOLDINGS GP, LLC | GENERAL PARTNER | F | yes | 05/2019 | Jun 26, 2020 | Oct 12, 2023 |
| AG ARTEMIS HOLDINGS, L.P. | Shareholder | E | yes | 08/2019 | Aug 30, 2019 | Oct 12, 2023 |
| AG INTERMEDIATE CORPORATION | Shareholder | E | yes | 05/2020 | Aug 30, 2019 | Oct 12, 2023 |
| AG PARENT CORPORATION | Shareholder | E | yes | 08/2019 | Aug 30, 2019 | Oct 12, 2023 |
| BERLINSKI, MILTON RALPH | GENERAL PARTNER | F | yes | 02/2014 | Jun 26, 2020 | Oct 12, 2023 |
| BERLINSKI, MILTON RALPH | INVESTMENT MANAGER | F | yes | 08/2014 | Jun 26, 2020 | Oct 12, 2023 |
| BERLINSKI, MILTON RALPH | Member | C | yes | 08/2014 | Jun 26, 2020 | Oct 12, 2023 |
| BERLINSKI, MILTON RALPH | Trustee | C | yes | 06/2006 | Jun 26, 2020 | Oct 12, 2023 |
| CORNICK, GREGORY ALLEN | Director | Na | yes | 01/2021 | Mar 30, 2021 | Oct 12, 2023 |
| FINANCIAL SERVICE CORPORATION | Shareholder | E | yes | 04/1990 | Nov 28, 2011 | Oct 12, 2023 |
| GERB, JASON | SVP, CHIEF REGULATORY OFFICER | Na | yes | 09/2023 | Jun 22, 2022 | Oct 12, 2023 |
| HAMEL, CYNTHIA ANN | EVP, CHIEF OPERATIONS OFFICER | Na | yes | 05/2017 | Jun 22, 2017 | Oct 12, 2023 |
| MRB ICBC LLC | Member | C | yes | 08/2014 | Jun 26, 2020 | Oct 12, 2023 |
| NORTHRIP, IRYNA YAKOVLEVNA | SVP, CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISORY | Na | yes | 09/2023 | Aug 21, 2023 | Oct 12, 2023 |
| OSAIC FINANCIAL SERVICES, INC. | Shareholder | E | yes | 05/2020 | Jul 21, 2023 | Oct 12, 2023 |
| OSAIC HOLDINGS, INC. | Shareholder | E | yes | 05/2016 | Jul 21, 2023 | Oct 12, 2023 |
| OSAIC, INC. | Shareholder | E | yes | 10/1997 | Jul 21, 2023 | Oct 12, 2023 |
| PRICE, JAMES DALE | Chairman | Na | yes | 11/2016 | Jan 19, 2017 | Oct 12, 2023 |
| RCP ARTEMIS CO-INVEST GP LLC | GENERAL PARTNER | F | yes | 05/2019 | Jun 26, 2020 | Oct 12, 2023 |
| RCP ARTEMIS CO-INVEST, L.P. | LIMITED PARTNER | D | yes | 08/2019 | Aug 30, 2019 | Oct 12, 2023 |
| RCP GENPAR HOLDCO LLC | LIMITED PARTNER | E | yes | 08/2014 | Jun 26, 2020 | Oct 12, 2023 |
| RCP GENPAR LP | LIMITED PARTNER | E | yes | 01/2018 | Jun 26, 2020 | Oct 12, 2023 |
| RCP OPP FUND II GP, LP | LIMITED PARTNER | E | yes | 01/2018 | Jun 26, 2020 | Oct 12, 2023 |
| SCHLUETER, MATTHEW ADAM | EVP, DIRECTOR | Na | yes | 03/2019 | Jun 28, 2012 | Oct 12, 2023 |
| SILLS, JEFFERY SCOTT | CEO, PRESIDENT, DIRECTOR | Na | yes | 10/2021 | Oct 18, 2021 | Oct 12, 2023 |
| THE BERLINSKI FAMILY 2006 TRUST | Member | E | yes | 08/2014 | Jun 26, 2020 | Oct 12, 2023 |
| HAMMOND, DORI JAMILLE | VP, CHIEF COMPLIANCE OFFICER | Na | no | 03/2018 | Mar 13, 2018 | Oct 12, 2023 |
| SCHMIDT, DAVID MARTIN | TREASURER, FINANCIAL AND OPERATIONS PRINCIPAL | Na | no | 03/2017 | Apr 20, 2017 | Oct 12, 2023 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | n/a | Bd affiliated wealth | $235B | N | yes | n/a |
| SECURITIES AMERICA ADVISORS, INC. | n/a | Former SEC adviser | $40B | N | yes | n/a |
| WOODBURY FINANCIAL SERVICES, INC. | n/a | Former SEC adviser | $19B | N | yes | n/a |
| SAGEPOINT FINANCIAL, INC. | n/a | Former SEC adviser | $16B | N | yes | n/a |
| TRIAD HYBRID SOLUTIONS, LLC | n/a | Bd affiliated wealth | $15B | N | yes | n/a |
| AMERICAN PORTFOLIOS ADVISORS. INC | n/a | Former SEC adviser | $13B | N | yes | n/a |
| ARBOR POINT ADVISORS, LLC | n/a | Former SEC adviser | $6.9B | N | yes | n/a |
| LADENBURG THALMANN ASSET MANAGEMENT INC | n/a | Other adviser | $6.7B | N | yes | n/a |
| INFINEX INVESTMENTS, INC. | n/a | Bd affiliated wealth | $6.5B | N | yes | n/a |
| TRIAD ADVISORS, LLC | n/a | Former SEC adviser | $1.1B | N | yes | n/a |
| BLACK DIAMOND FINANCIAL, LLC | n/a | Independent wealth | $441M | N | yes | n/a |
| VISION2020 WEALTH MANAGEMENT CORP. | n/a | No RAUM reported | $0 | N | yes | n/a |
| AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. | n/a | n/a | n/a | N | yes | n/a |
| HIGHLAND CAPITAL BROKERAGE | n/a | n/a | n/a | N | yes | n/a |
| LADENBURG THALMANN & CO. INC. | n/a | n/a | n/a | N | yes | n/a |
| PREMIER TRUST, INC. | n/a | n/a | n/a | N | yes | n/a |
| SECURITIES AMERICA, INC. | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Raleigh | Nc | United States | 11 | yes |
| Langhorne | Pa | United States | 11 | yes |
| Naples | FL | United States | 10 | yes |
| Raleigh | Nc | United States | 9 | yes |
| WEST DES MOINES | Ia | United States | 8 | yes |
| Hartsdale | NY | United States | 7 | yes |
| ORCHARD PARK | NY | United States | 7 | yes |
| Worthington | Oh | United States | 6 | yes |
| Calabasas | CA | United States | 5 | yes |
| BLOOMFIELD HILLS | Mi | United States | 5 | yes |
| Beavercreek | Oh | United States | 5 | yes |
| OKLAHOMA CITY | Ok | United States | 5 | yes |
| Dallas | TX | United States | 5 | yes |
| Pearland | TX | United States | 5 | yes |
| NEWPORT BEACH | CA | United States | 4 | yes |
| Atlanta | Ga | United States | 4 | yes |
| Dalton | Ga | United States | 4 | yes |
| Frederick | Md | United States | 4 | yes |
| ST. LOUIS | Mo | United States | 4 | yes |
| Rochester | NY | United States | 4 | yes |
| Washingtonville | NY | United States | 4 | yes |
| OKLAHOMA CITY | Ok | United States | 4 | yes |
| Malvern | Pa | United States | 4 | yes |
| Houston | TX | United States | 4 | yes |
| Kalamazoo | Mi | United States | 3 | yes |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2022 | Mar 31, 2023 | $12B | $8.7B | 2,174 | 545 | 334 | n/a | n/a |
| 2021 | Mar 31, 2022 | $13B | $9.3B | 2,435 | 510 | 340 | n/a | n/a |
| 2020 | Mar 30, 2021 | $10B | $7.2B | 2,258 | 542 | 347 | n/a | n/a |
| 2019 | Mar 30, 2020 | $8.7B | $5.7B | 1,529 | 549 | 363 | n/a | n/a |
| 2018 | Mar 28, 2019 | $8.2B | $4.4B | 1,602 | 678 | 445 | n/a | n/a |
| 2017 | Mar 29, 2018 | $8.2B | $4.2B | 1,740 | 742 | 466 | n/a | n/a |
| 2016 | Mar 30, 2017 | $6.2B | $2.9B | 1,419 | 722 | n/a | n/a | n/a |
| 2015 | Mar 30, 2016 | $5.6B | $2.6B | 1,585 | 754 | n/a | n/a | n/a |
| 2014 | Mar 31, 2015 | $5.3B | $2.5B | 1,530 | 1,110 | n/a | n/a | n/a |
| 2013 | Mar 31, 2014 | $4.7B | $2.0B | 1,400 | 1,100 | n/a | n/a | n/a |
| 2012 | Apr 1, 2013 | $4.2B | $1.6B | 1,400 | 1,270 | n/a | n/a | n/a |
| 2011 | Mar 30, 2012 | $3.5B | $1.3B | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2022 | $12B | $13B | -8.8% | $8.7B | 10.5% | 2,174 | 2,435 | 334 | 340 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| CICCARELLI ADVISORY SERVICES INC | 6 | Nov 3, 2023 | Sep 10, 2012 | NAPLES, FL | Team lift out | Ibd to RIA | 1.2% |
| DIVERSIFIED FINANCIAL ADVISORY GROUP, INC. | 4 | Nov 3, 2023 | May 11, 2016 | WEST DES MOINES, IA | Team lift out | Other | 0.8% |
| DIVERSIFIED FINANCIAL ADVISORY GROUP, INC. | 3 | Nov 3, 2023 | Dec 21, 2015 | OWATONNA, MN | Team lift out | Other | 0.6% |
| MOLLOT & HARDY, INC. | 3 | Nov 3, 2023 | May 17, 2023 | AMHERST, NY | Team lift out | Ibd to RIA | 0.6% |
| SOUTHLAND EQUITY PARTNERS, LLC. | 6 | Nov 3, 2023 | Oct 20, 2023 | GROVER BEACH, CA | Team lift out | Ibd to RIA | 1.2% |
| WHARTON WEALTH MANAGEMENT, LLC | 2 | Nov 3, 2023 | Mar 31, 2021 | MALVERN, PA | Team lift out | Ibd to RIA | 0.4% |
| WOODBURY FINANCIAL SERVICES, INC. | 2 | Nov 3, 2023 | Jan 4, 2022 | ST PETERSBURG, FL | Channel change | Ibd to ibd | 0.4% |
| WOODBURY FINANCIAL SERVICES, INC. | 19 | Nov 3, 2023 | Nov 22, 2021 | ATLANTA, GA | Channel change | Ibd to ibd | 3.8% |
| COMMONWEALTH FINANCIAL NETWORK | 4 | Sep 11, 2023 | Sep 5, 2023 | COLORADO SPRINGS, CO | Team lift out | Ibd to ibd | 0.8% |
| LPL FINANCIAL LLC | 2 | Mar 1, 2023 | Feb 27, 2023 | FLEMINGTON, NJ | Team lift out | Ibd to RIA | 0.4% |
| MARINER ADVISOR NETWORK | 2 | Feb 16, 2023 | Feb 16, 2023 | BLUE BELL, PA | Team lift out | Ibd to RIA | 0.4% |
| TRIAD ADVISORS, LLC | 2 | Nov 25, 2022 | Dec 2, 2022 | ATLANTA, GA | Channel change | Ibd to ibd | 0.4% |
| THE ADVISORY GROUP | 3 | Oct 11, 2022 | Aug 2, 2000 | DIAMOND BAR, CA | Team lift out | Ibd to RIA | 0.6% |
| LPL FINANCIAL LLC | 3 | Oct 10, 2022 | Oct 4, 2022 | DIAMOND BAR, CA | Team lift out | Ibd to RIA | 0.6% |
| COMPASS ADVISORY PARTNERS LLC | 2 | Jun 7, 2022 | Apr 15, 2019 | COOKEVILLE, TN | Team lift out | Ibd to RIA | 0.4% |
| AVANTAX ADVISORY SERVICES | 4 | May 6, 2022 | May 6, 2022 | SAN DIEGO, CA | Team lift out | Ibd to ibd | 0.8% |
| LPL FINANCIAL LLC | 4 | Nov 3, 2021 | Nov 1, 2021 | BRIDGEVILLE, PA | Team lift out | Ibd to ibd | 0.8% |
| SAGEPOINT FINANCIAL, INC. | 2 | Apr 6, 2021 | Dec 13, 2018 | ATLANTA, GA | Channel change | Ibd to ibd | 0.4% |
| OSAIC WEALTH, INC. | 2 | Sep 11, 2020 | Sep 16, 2020 | ATLANTA, GA | Channel change | Ibd to ibd | 0.4% |
| LPL FINANCIAL LLC | 2 | May 22, 2020 | May 28, 2020 | BOCA RATON, FL | Team lift out | Ibd to ibd | 0.4% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| BUTLER ASSOCIATES FINANCIAL PLANNERS, INC. | 2 | Dec 14, 2023 | Jun 16, 2022 | ST LOUIS, MO | Team lift out | Other | 66.7% |
| DIVERSIFIED FINANCIAL ADVISORY GROUP, INC. | 2 | Nov 21, 2023 | Apr 10, 2001 | WEST DES MOINES, IA | Team lift out | Other | 100.0% |
| SAGEPOINT FINANCIAL, INC. | 19 | Sep 1, 2023 | Aug 8, 2023 | SCOTTSDALE, AZ | Channel change | Ibd to ibd | 2.0% |
| SAGEPOINT FINANCIAL, INC. | 2 | Sep 1, 2023 | Jan 4, 2022 | ST PETERSBURG, FL | Channel change | Ibd to ibd | 0.2% |
| THE ADVISORY GROUP | 2 | Dec 31, 2022 | Feb 17, 2012 | TORRANCE, CA | Team lift out | RIA to ibd | 40.0% |
| OSAIC WEALTH, INC. | 2 | Oct 21, 2022 | Jun 7, 2019 | SCOTTSDALE, AZ | Channel change | Ibd to ibd | 0.1% |
| WOODBURY FINANCIAL SERVICES, INC. | 3 | Apr 6, 2021 | May 19, 2020 | OAKDALE, MN | Channel change | Ibd to ibd | 0.2% |
| CAPITAL FINANCIAL SERVICES, INC. | 2 | Apr 18, 2019 | Apr 22, 2019 | MOORE, OK | Team lift out | RIA to ibd | 4.0% |
| THE WHARTON ADVISORY GROUP, LLC | 2 | Jul 5, 2018 | Jul 21, 2008 | BLUE BELL, PA | Team lift out | RIA to ibd | 28.6% |
| LPL FINANCIAL LLC | 2 | Jun 1, 2018 | May 24, 2018 | PORTLAND, OR | Team lift out | RIA to ibd | 0.0% |
| H. BECK, INC. | 2 | Jan 31, 2018 | Feb 1, 2018 | GROVE CITY, OH | Team lift out | Other | 0.7% |
| THE RETIREMENT GROUP, LLC | 2 | Dec 31, 2017 | Mar 30, 2015 | SAN RAMON, CA | Team lift out | Other | 8.7% |
| SII INVESTMENTS, INC. | 3 | Nov 10, 2017 | Nov 10, 2017 | WASHINGTONVILLE, NY | Team lift out | Other | 0.9% |
| NEXT FINANCIAL GROUP, INC. | 2 | Jul 31, 2017 | Jul 31, 2017 | FRANKLIN, TN | Team lift out | Other | 0.6% |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | 3 | Mar 2, 2017 | Mar 2, 2017 | DETROIT, MI | Team lift out | Other | 0.4% |
| STRATOS WEALTH PARTNERS, LTD | 3 | Sep 12, 2016 | Sep 16, 2016 | MARIETTA, GA | Team lift out | Other | 1.4% |
| MORGAN STANLEY | 2 | Aug 16, 2016 | Aug 12, 2016 | BEND, OR | Team lift out | Other | 0.0% |
| CETERA ADVISORS LLC | 2 | Apr 18, 2016 | Apr 18, 2016 | BURLINGAME, CA | Team lift out | Other | 0.6% |
| MSI FINANCIAL SERVICES, INC. | 2 | Sep 9, 2015 | Sep 3, 2015 | DOWNERS GROVE, IL | Team lift out | Other | 0.1% |
| MORGAN STANLEY | 2 | Jan 23, 2015 | Jan 9, 2015 | CHARLOTTE, NC | Team lift out | Other | 0.0% |