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Advisor at ERNST & YOUNG INVESTMENT ADVISERS LLP
Tampa, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ERNST & YOUNG INVESTMENT ADVISERS LLP | No RAUM reported | Aug 31, 2017 | n/a | yes | Tampa, FL | Current employment |
| LINCOLN INVESTMENT | Independent wealth | Jun 9, 2017 | Sep 15, 2017 | no | St. Petersburg, FL | Previous registration |
| SAGEPOINT FINANCIAL, INC. | Former SEC adviser | Jan 29, 2015 | Jan 11, 2016 | no | CLEARWATER, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LINCOLN INVESTMENT | ERNST & YOUNG INVESTMENT ADVISERS LLP | Sep 15, 2017 | Aug 31, 2017 | -15 | Firm change | Other |
| SAGEPOINT FINANCIAL, INC. | LINCOLN INVESTMENT | Jan 11, 2016 | Jun 9, 2017 | 515 | Firm change after gap | Other |