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Advisor at EDWARD JONES
Honolulu, HI | WAIPAHU, HI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDWARD JONES | National bd RIA | Jan 2, 2020 | n/a | yes | Honolulu, HI|WAIPAHU, HI | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Feb 20, 2019 | Dec 23, 2019 | no | HONOLULU, HI|HONOLULU, HI | Previous registration |
| BANKOH ADVISORS | Former SEC adviser | Jul 31, 2017 | Feb 7, 2019 | no | HONOLULU, HI | Previous registration |
| MORGAN STANLEY | Wirehouse | Oct 25, 2013 | Jul 29, 2016 | no | Honolulu, HI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | EDWARD JONES | Dec 23, 2019 | Jan 2, 2020 | 10 | Firm change | Ibd to ibd |
| BANKOH ADVISORS | CETERA INVESTMENT ADVISERS LLC | Feb 7, 2019 | Feb 20, 2019 | 13 | Firm change | RIA to ibd |
| MORGAN STANLEY | BANKOH ADVISORS | Jul 29, 2016 | Jul 31, 2017 | 367 | Firm change | Other |