R••• C• C•••

Advisor at T•• B•••••• G•••• W••••• A•••••••• L••

IRVINE, CA | TAMPA, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:91754fb3-d6d4-c1e2-c0ad-3b7803462daf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 23, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• B•••••• G•••• W••••• A•••••••• L••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Mar 10, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• B•••••• G•••• W••••• A•••••••• L••	Other adviser	Mar 12, 2021	n/a	yes	IRVINE, CA\|TAMPA, FL	Current employment
B•••••• G••••• W••••• A•••••••• I•••	Former SEC adviser	Feb 1, 2018	Mar 12, 2021	no	IRVINE, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••• G••••• W••••• A•••••••• I•••	T•• B•••••• G•••• W••••• A•••••••• L••	Mar 12, 2021	Mar 12, 2021	0	Firm change	Other
E•••••••• A•••••••• L••	B•••••• G••••• W••••• A•••••••• I•••	Oct 3, 2019	Feb 1, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
282035:312284:CA:2021-03-12	Mar 12, 2021	Mar 12, 2021	IRVINE, CA	Firm change
6627:282035:CA:2019-10-03	Oct 3, 2019	Feb 1, 2018	IRVINE, CA	Firm change after gap

Relationships

Registered with (3)

→ T•• B•••••• G•••• W••••• A•••••••• L••Registered adviserregistration: current employment
Mar 12, 2021 to presentfactForm ADV
→ B•••••• G••••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Feb 1, 2018 to Mar 12, 2021factForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 23, 2018 to Oct 3, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:91754fb3-d6d4-c1e2-c0ad-3b7803462daf
First observed: Jan 23, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.