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Advisor at FAIRWAY ASSET MANAGEMENT, INC.
SAN RAMON, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FAIRWAY ASSET MANAGEMENT, INC. | State registered | Feb 12, 2016 | n/a | yes | SAN RAMON, CA | Current employment |
| FAIRWAY ASSET MANAGEMENT, INC. | State registered | Jan 9, 2007 | Dec 31, 2010 | no | SAN RAMON, CA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Feb 23, 2005 | Jan 9, 2007 | no | WALNUT CREEK, CA|WALNUT CREEK, CA | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Sep 25, 2001 | Mar 16, 2005 | no | PLEASANTON, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | FAIRWAY ASSET MANAGEMENT, INC. | Jan 9, 2007 | Jan 9, 2007 | 0 | Firm change | Wirehouse to state RIA |
| CITIGROUP GLOBAL MARKETS INC. | WELLS FARGO ADVISORS | Mar 16, 2005 | Feb 23, 2005 | -21 | Firm change | Other |