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RIA / WealthAdvisor30 years in industry

WILLIAM RYAN FINNELL

Advisor at PROACTIVE WEALTH MANAGEMENT

LEXINGTON, KY

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 22, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PROACTIVE WEALTH MANAGEMENT
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 19, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Oct 19, 1995
First registration: Jul 22, 2008
Dual registered: no
Other names: WILLIAM FINNELL
IAPD individual key: 2660940

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PROACTIVE WEALTH MANAGEMENT	State registered	Aug 18, 2015	n/a	yes	LEXINGTON, KY	Current employment
RETIREMENT TAX ADVISORY GROUP	n/a	May 2, 2012	Sep 3, 2015	no	LEXINGTON, KY	Previous registration
TRANSAMERICA FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Jan 6, 2012	May 2, 2012	no	LAWRENCEBURG, KY	Previous registration
INVESTMENT ADVISORS INTERNATIONAL, INC.	n/a	Jul 22, 2008	Jan 6, 2012	no	LEXINGTON, KY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RETIREMENT TAX ADVISORY GROUP	PROACTIVE WEALTH MANAGEMENT	Sep 3, 2015	Aug 18, 2015	-16	Firm change	Other
TRANSAMERICA FINANCIAL ADVISORS, LLC	RETIREMENT TAX ADVISORY GROUP	May 2, 2012	May 2, 2012	0	Firm change	Other
INVESTMENT ADVISORS INTERNATIONAL, INC.	TRANSAMERICA FINANCIAL ADVISORS, LLC	Jan 6, 2012	Jan 6, 2012	0	Bulk transfer	Other

Relationships

Registered with (4)

→ PROACTIVE WEALTH MANAGEMENTRegistered adviserregistration: current employment
Aug 18, 2015 to presentfactForm ADV
→ RETIREMENT TAX ADVISORY GROUPRegistered adviserregistration: previous registration
May 2, 2012 to Sep 3, 2015factForm ADV
→ TRANSAMERICA FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 6, 2012 to May 2, 2012factForm ADV
→ INVESTMENT ADVISORS INTERNATIONAL, INC.Registered adviserregistration: previous registration
Jul 22, 2008 to Jan 6, 2012factForm ADV

Dated events

No dated event names this entity yet.