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D••••• C••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM under $100M

D••••• C••••••• L••

CRD 257787

MILL VALLEY, CA

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Search this name across graphsid dfx:ria:91867dec-b3cf-d34d-66b3-758f5e84ace9

Data as of Jul 28, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jun 30, 2023 to Jul 28, 2026
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $61.3MItem 5.F on the latest filing (2026-07-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $61.3M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
D••••• M•••••• A•••••••	n/a	MILL VALLEY, CA \| TIBURON, CA	4	24	n/a	no
C••••••••• J••• A••••••	n/a	MILL VALLEY, CA	0

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
D••••• C•••••• F•••• L•	Hedge Fund	$69.6M	Mar 8, 2024	83	Jun 30, 2023	reported	021-240712

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••••• C••••••••• J•••	MANAGING MEMBER CHIEF INVESTMENT OFFICER CHIEF COMPLIANCE OFFICER	E	yes	01/2002	Jun 30, 2023	Mar 8, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
D••••• C•••••• F••• L•	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 3 of 5

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$61.3M	$103M	-40.5%	n/a	n/a	4	5	0	1

Relationships

Registered with (2)

← C••••••••• J••• A••••••Advisorregistration: current employment
Jan 8, 2026 to presentfactForm ADV
← D••••• M•••••• A•••••••Advisorregistration: current employment
May 19, 2022 to presentfactForm ADV

Advises (1)

→ D••••• C•••••• F•••• L•Private fundHedge Fund, IA
Jun 30, 2023 to presentfactForm ADV

Controls (1)

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jun 30, 2023
First Form ADV filing
D••••• C••••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Show 1 bookkeeping events

Occurred
Sep 1, 2026
D••••• C••••••• L•• no longer on the SEC adviser roster (last listed 2026-08-03, RAUM $61.3M)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:91867dec-b3cf-d34d-66b3-758f5e84ace9
First observed: Jun 30, 2023
Last observed: Jul 28, 2026 56 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.