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S•••••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

S•••••• S•••••••

Advisor at N••••••••• M••••• I••••••••• S•••••••••

Mesa, AZ | Milwaukee, WI

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Search this name across graphsid dfx:ria:918c7847-62e9-fa95-acf1-abaa12544053

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 24, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••••••• M••••• I••••••••• S•••••••••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Sep 30, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••••• M••••• I••••••••• S•••••••••	No RAUM reported	Aug 31, 2018	n/a	yes	Milwaukee, WI\|Mesa, AZ	Current employment
L•••••••• P••••••• S•••••••• L••	Former SEC adviser	Jan 24, 2014	Jun 11, 2018	no	TEMPE, AZ\|Scottsdale, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•••••••• P••••••• S•••••••• L••	N••••••••• M••••• I••••••••• S•••••••••	Jun 11, 2018	Aug 31, 2018	81	Channel change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
162453:2881:AZ:2018-06-07	Jun 11, 2018	Aug 31, 2018	SCOTTSDALE, AZ	Firm change

Relationships

Registered with (2)

→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: current employment
Aug 31, 2018 to presentfactForm ADV
→ L•••••••• P••••••• S•••••••• L••Registered adviserregistration: previous registration
Jan 24, 2014 to Jun 11, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:918c7847-62e9-fa95-acf1-abaa12544053
First observed: Jan 24, 2014
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.