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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

Desiree Marvel Sii

Advisor at ASSETMARK, INC.

CONCORD, CA | Powell Butte, OR

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Search this name across graphsid dfx:ria:918e8124-4f44-4338-97f0-7d8691e655eb

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 31, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ASSETMARK, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Dec 4, 2000
First registration: Oct 31, 2005
Dual registered: yes, broker-dealer
Other names: DESIREE MARVEL BAZE|DESIREE MARVEL HEADINGS|DESIREE MARVEL HEADINGS
IAPD individual key: 4269179

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ASSETMARK, INC.	Bd affiliated wealth	Jun 13, 2024	n/a	yes	Powell Butte, OR\|CONCORD, CA	Current employment
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Mar 4, 2015	Sep 29, 2023	no	SCOTTSDALE, AZ\|PHOENIX, AZ	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Nov 14, 2014	Feb 26, 2015	no	LEBANON, OR\|Jersey City, NJ	Previous registration
OSAIC WEALTH, INC.	Bd affiliated wealth	Jan 9, 2009	Sep 8, 2014	no	NEW YORK, NY\|IRVINE, CA\|SCOTTSDALE, AZ\|SCOTTSDALE, AZ\|NEW YORK, NY\|SCOTTSDALE, AZ\|NEW YORK, NY\|NEW YORK, NY\|SCOTTSDALE, AZ	Previous registration
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Oct 31, 2005	Dec 31, 2008	no	PHOENIX, AZ\|LA CROSSE, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SAGEPOINT FINANCIAL, INC.	ASSETMARK, INC.	Sep 29, 2023	Jun 13, 2024	258	Firm change	Ibd to ibd
CHARLES SCHWAB & CO., INC.	SAGEPOINT FINANCIAL, INC.	Feb 26, 2015	Mar 4, 2015	6	Firm change	Other
OSAIC WEALTH, INC.	CHARLES SCHWAB & CO., INC.	Sep 8, 2014	Nov 14, 2014	67	Firm change	Other
SAGEPOINT FINANCIAL, INC.	OSAIC WEALTH, INC.	Dec 31, 2008	Jan 9, 2009	9	Firm change	Other

Relationships

Registered with (4)

→ ASSETMARK, INC.Registered adviserregistration: current employment
Jun 13, 2024 to presentfactForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Mar 4, 2015 to Sep 29, 2023factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Nov 14, 2014 to Feb 26, 2015factForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Jan 9, 2009 to Sep 8, 2014factForm ADV

Dated events

Occurred
Sep 29, 2023
Advisor changed firm
Desiree Marvel Sii left Sagepoint Financial, Inc. for Assetmark, Inc. (registered 2024-06-13)
Form ADVobserved 6 days ago