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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

JOHN E BANKO

Advisor at SILVER OAK SECURITIES, INC.

PARKER, CO | Knoxville, TN

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 30, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SILVER OAK SECURITIES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 29, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 18derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Apr 29, 2003
First registration: Apr 30, 2003
Dual registered: yes, broker-dealer
Other names: JOHN E BANKO
IAPD individual key: 4629232

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SILVER OAK SECURITIES, INC.	Bd affiliated wealth	Nov 19, 2007	n/a	yes	PARKER, CO\|Knoxville, TN	Current employment
STONEBRIDGE FINANCIAL SOLUTIONS, INC	State registered	Jun 20, 2006	Dec 4, 2006	no	LONE TREE, CO	Previous registration
HORNOR, TOWNSEND & KENT, LLC	Independent wealth	Jan 19, 2005	Apr 26, 2006	no	LONE STREET, CO	Previous registration
SIGNATOR INVESTORS, INC.	Former SEC adviser	Oct 13, 2004	Jan 21, 2005	no	CENTENNIAL, CO	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Apr 30, 2003	Aug 3, 2004	no	DENVER, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STONEBRIDGE FINANCIAL SOLUTIONS, INC	SILVER OAK SECURITIES, INC.	Dec 4, 2006	Nov 19, 2007	350	Firm change	Other
HORNOR, TOWNSEND & KENT, LLC	STONEBRIDGE FINANCIAL SOLUTIONS, INC	Apr 26, 2006	Jun 20, 2006	55	Firm change	Other
SIGNATOR INVESTORS, INC.	HORNOR, TOWNSEND & KENT, LLC	Jan 21, 2005	Jan 19, 2005	-2	Firm change	Other
EQUITABLE ADVISORS, LLC	SIGNATOR INVESTORS, INC.	Aug 3, 2004	Oct 13, 2004	71	Firm change	Other

Relationships

Registered with (5)

→ SILVER OAK SECURITIES, INC.Registered adviserregistration: current employment
Nov 19, 2007 to presentfactForm ADV
→ STONEBRIDGE FINANCIAL SOLUTIONS, INCRegistered adviserregistration: previous registration
Jun 20, 2006 to Dec 4, 2006factForm ADV
→ HORNOR, TOWNSEND & KENT, LLCRegistered adviserregistration: previous registration
Jan 19, 2005 to Apr 26, 2006factForm ADV
→ SIGNATOR INVESTORS, INC.Registered adviserregistration: previous registration
Oct 13, 2004 to Jan 21, 2005factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 30, 2003 to Aug 3, 2004factForm ADV

Dated events

No dated event names this entity yet.