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Advisor at LPL FINANCIAL LLC
HONOLULU, HI | KANEOHE, HI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Nov 22, 2024 | n/a | yes | HONOLULU, HI|KANEOHE, HI | Current employment |
| CUSO FINANCIAL SERVICES, L.P. | Former SEC adviser | Mar 15, 2011 | Nov 25, 2024 | no | HONOLULU, HI|HONOLULU, HI|AIEA, HI|KANEOHE, HI|PEARL CITY, HI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CUSO FINANCIAL SERVICES, L.P. | LPL FINANCIAL LLC | Nov 25, 2024 | Nov 22, 2024 | -3 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 42132:6413:HI:2024-11-25 | Nov 25, 2024 | Nov 22, 2024 | PEARL CITY, HI | Firm change |