DFX Intelligence

P•••••• R••• F••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

P•••••• R••• F••••••

Advisor at A••••• A•• P••••••• S•••••••

Charlotte, NC | CHARLOTTE, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:919bad03-80b3-f0ae-0319-c53e94bd05bc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Apr 23, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• A•• P••••••• S•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• A•• P••••••• S•••••••	Bd affiliated wealth	Mar 26, 2024	n/a	yes	CHARLOTTE, NC\|Charlotte, NC	Current employment
V••••••• A•••••••• I•••	Bd affiliated wealth	Apr 23, 2021	Dec 19, 2022	no	MALVERN, PA\|CHARLOTTE, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••••••• A•••••••• I•••	A••••• A•• P••••••• S•••••••	Dec 19, 2022	Mar 26, 2024	463	Firm change after gap	Ibd to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
106715:20472:NC:2022-12-07	Dec 19, 2022	Mar 26, 2024	CHARLOTTE, NC	Firm change after gap

Relationships

Registered with (2)

→ A••••• A•• P••••••• S•••••••Registered adviserregistration: current employment
Mar 26, 2024 to presentfactForm ADV
→ V••••••• A•••••••• I•••Registered adviserregistration: previous registration
Apr 23, 2021 to Dec 19, 2022factForm ADV

Dated events

Occurred
Dec 19, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:919bad03-80b3-f0ae-0319-c53e94bd05bc
First observed: Apr 23, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.