DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at LOYAL WEALTH MANAGEMENT LLC
AMERICAN FORK, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LOYAL WEALTH MANAGEMENT LLC | State registered | Dec 5, 2019 | n/a | yes | AMERICAN FORK, UT | Current employment |
| CUTTER & COMPANY, INC. | Former SEC adviser | Dec 1, 2017 | Dec 5, 2019 | no | BALLWIN, MO|AMERICAN FORK, UT | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Oct 3, 2016 | Dec 11, 2017 | no | PROVO, UT|PROVO, UT|AMERICAN FORK, UT|LEHI, UT|SARATOGA SPRINGS, UT|SPANISH FORK, UT|PAYSON, UT|OREM, UT|PROVO, UT|PLEASANT GROVE, UT|OREM, UT|LEHI, UT | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2012 | Oct 13, 2016 | no | PROVO, UT|SARATOGA SPRINGS, UT|SPANISH FORK, UT|LEHI, UT|LINDON, UT|CEDAR HILLS, UT|OREM, UT|PROVO, UT|HEBER CITY, UT|SPANISH FORK, UT | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Jul 19, 2010 | Oct 1, 2012 | no | SALT LAKE CITY, UT|SPANISH FORK, UT|SARATOGA SPRINGS, UT|PROVO, UT|LEHI, UT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CUTTER & COMPANY, INC. | LOYAL WEALTH MANAGEMENT LLC | Dec 5, 2019 | Dec 5, 2019 | 0 | Firm change | RIA to state RIA |
| LPL FINANCIAL LLC | CUTTER & COMPANY, INC. | Dec 11, 2017 | Dec 1, 2017 | -10 | Firm change | Other |
| J.P. MORGAN SECURITIES LLC | LPL FINANCIAL LLC | Oct 13, 2016 | Oct 3, 2016 | -10 | Firm change | Other |
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |