DFX Intelligence

J•••• R••••• B•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor13 years in industry

J•••• R••••• B•••••••••

Advisor at S••••• W••••• A•••••••• I•••

Irvine, CA

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Search this name across graphsid dfx:ria:91a43d9f-56d3-738c-8b6f-ad84678df0d5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: May 22, 2026 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• W••••• A•••••••• I•••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Jul 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• W••••• A•••••••• I•••	No RAUM reported	May 22, 2026	n/a	yes	Irvine, CA	Current employment
C•••••• S••••• • C••• I•••	National bd RIA	May 22, 2026	Aug 20, 2026	no	Irvine, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	S••••• W••••• A•••••••• I•••	Aug 20, 2026	May 22, 2026	-90	Firm change after gap	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
5393:159035:CA:2026-08-20	Aug 20, 2026	May 22, 2026	IRVINE, CA	Firm change after gap

Relationships

Registered with (2)

→ S••••• W••••• A•••••••• I•••Registered adviserregistration: current employment
May 22, 2026 to presentfactForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
May 22, 2026 to Aug 20, 2026factForm ADV

Dated events

Occurred
Aug 20, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:91a43d9f-56d3-738c-8b6f-ad84678df0d5
First observed: May 22, 2026
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.