DFX Intelligence

M••• F•••••• K• M• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor28 years in industry

M••• F•••••• K• M• M••••

Advisor at P••••••• A•••••••• L••

Honolulu, HI | SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:91a724fa-d70f-70b5-beb7-c5df89782f91

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 8, 1998 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••• A•••••••• L••	Independent wealth	Sep 30, 2016	n/a	yes	Honolulu, HI\|SAN FRANCISCO, CA	Current employment
K••••••• • C• L••	Former SEC adviser	Apr 16, 2003	Dec 21, 2016	no	HONOLULU, HI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••••••• • C• L••	P••••••• A•••••••• L••	Dec 21, 2016	Sep 30, 2016	-82	Firm change after gap	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
107053:140800:HI:2016-12-21	Dec 21, 2016	Sep 30, 2016	HONOLULU, HI	Firm change after gap

Relationships

Registered with (2)

→ P••••••• A•••••••• L••Registered adviserregistration: current employment
Sep 30, 2016 to presentfactForm ADV
→ K••••••• • C• L••Registered adviserregistration: previous registration
Apr 16, 2003 to Dec 21, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:91a724fa-d70f-70b5-beb7-c5df89782f91
First observed: Oct 8, 1998
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.