S••••• H•••••

Advisor at S••••••• I••••••••• A•••••••• I•••

PORTLAND, OR | Gig Harbor, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:91b9c3b5-cbe8-c887-b3b3-45fd315214de

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 18, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••• I••••••••• A•••••••• I•••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Oct 18, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••• I••••••••• A•••••••• I•••	Other adviser	Dec 20, 2024	n/a	yes	PORTLAND, OR\|Gig Harbor, WA	Current employment
G••••• R••••••••• P••••••• L••	Institutional manager	Dec 4, 2017	May 2, 2018	no	San Mateo, CA\|SAN RAFAEL, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••• R••••••••• P••••••• L••	S••••••• I••••••••• A•••••••• I•••	May 2, 2018	Dec 20, 2024	2,424	Firm change after gap	Other
S••••••• I••••••••• A•••••••• I•••	G••••• R••••••••• P••••••• L••	Nov 2, 2017	Dec 4, 2017

Relationships

Registered with (2)

→ S••••••• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Sep 21, 2011 to Nov 2, 2017factForm ADV
→ G••••• R••••••••• P••••••• L••Registered adviserregistration: previous registration
Dec 4, 2017 to May 2, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:91b9c3b5-cbe8-c887-b3b3-45fd315214de
First observed: Nov 18, 2008
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.