DFX Intelligence

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

FIRST STATE INVESTMENT ADVISORS INC

CRD 104788

TULSA, OK

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:91c3201c-26ad-c522-c053-a4c6e17c8764

Data as of Jun 27, 2012 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Dec 19, 2011 to Jun 27, 2012
8 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $42.9MItem 5.F on the latest filing (2012-06-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $42.9M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 158
SEC number: 801-36597
CRD: 104788
Filings on the tape: 8
First filed: Dec 19, 2011
Latest filed: Jun 27, 2012
Organised: Corporation, Texas

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FIRST STATE FINANCIAL, INC.	PARENT COMPANY	E	yes	05/1996	Dec 19, 2011	Jun 27, 2012
MITCHELL, PAUL, DEE	CFO, DIRECTOR	Na	yes	05/1996	Dec 19, 2011	Jun 27, 2012
SHUPACK, SIDNEY, IRVING	CEO, DIRECTOR, CHIEF COMPLIANCE OFFICER	Na	yes	05/1996	Dec 19, 2011	Jun 27, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
FIRST STATE SECURITIES, INC.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Jan 24, 2012	$47.6M	$47.6M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	n/a	0	0	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$42.9M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Controls (3)

← MITCHELL, PAUL, DEEOwnerCFO, DIRECTOR, ownership code NA, individual
Dec 19, 2011 to presentfactForm ADV
← SHUPACK, SIDNEY, IRVINGOwnerCEO, DIRECTOR, CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Dec 19, 2011 to presentfactForm ADV
← FIRST STATE FINANCIAL, INC.OwnerPARENT COMPANY, ownership code E, domestic entity
Dec 19, 2011 to presentfactForm ADV

Registered with (1)

← Matthew David RedmondAdvisorregistration: previous registration
Aug 12, 2017 to Feb 10, 2026factForm ADV

Dated events

Occurred
Feb 10, 2026
Advisor changed firm
Matthew David Redmond left First State Investment Advisors Inc for Cx Institutional, Llc (registered 2026-02-11)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:91c3201c-26ad-c522-c053-a4c6e17c8764
First observed: Dec 19, 2011
Last observed: Jun 27, 2012 173 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FIRST STATE INVESTMENT ADVISORS INC

CRD 104788

TULSA, OK

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:91c3201c-26ad-c522-c053-a4c6e17c8764

Data as of Jun 27, 2012 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:29 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FIRST STATE FINANCIAL, INC.

PARENT COMPANY

yes

05/1996

Dec 19, 2011

Jun 27, 2012

MITCHELL, PAUL, DEE

CFO, DIRECTOR

yes

05/1996

Dec 19, 2011

Jun 27, 2012

SHUPACK, SIDNEY, IRVING

CEO, DIRECTOR, CHIEF COMPLIANCE OFFICER

yes

05/1996

Dec 19, 2011

Jun 27, 2012

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

FIRST STATE SECURITIES, INC.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2011

Jan 24, 2012

$47.6M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2011

$42.9M

n/a