DFX Intelligence

A•••• R•••••• H•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

A•••• R•••••• H•••

Advisor at L•• F•••••••• L••

HANNIBAL, MO | QUINCY, IL

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Search this name across graphsid dfx:ria:91c926bd-b793-5740-941d-1f54a6b15388

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Feb 2, 2024 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Mar 7, 2024	n/a	yes	QUINCY, IL\|HANNIBAL, MO	Current employment
S••••••••• A•••••• A•••••••• I•••	Former SEC adviser	Feb 2, 2024	Mar 13, 2024	no	Hannibal, MO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• A•••••• A•••••••• I•••	L•• F•••••••• L••	Mar 13, 2024	Mar 7, 2024	-6	Firm change	Ibd to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
110518:6413:MO:2024-03-13	Mar 13, 2024	Mar 7, 2024	HANNIBAL, MO	Firm change

Relationships

Registered with (2)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Mar 7, 2024 to presentfactForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
Feb 2, 2024 to Mar 13, 2024factForm ADV

Dated events

Occurred
Mar 13, 2024
Advisor changed firm
A•••• R•••••• H••• left S••••••••• A•••••• A•••••••• I••• for L•• F•••••••• L•• (registered 2024-03-07)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:91c926bd-b793-5740-941d-1f54a6b15388
First observed: Feb 2, 2024
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.