DFX Intelligence

J•••• S•••••• E••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor30 years in industry

J•••• S•••••• E••••••

Advisor at C••••••• P•••••••

Lawrence, KS | OVERLAND PARK, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:91cacb66-a738-6944-8502-cd5175950483

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: May 31, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 6, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• P•••••••	Independent wealth	Oct 4, 2024	n/a	yes	OVERLAND PARK, KS\|Lawrence, KS	Current employment
E•••••• D••••• R••••••••• I••••••••• A•••••••• L••	Former SEC adviser	Aug 30, 2013	Dec 5, 2024	no	LAWRENCE, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••• D••••• R••••••••• I••••••••• A•••••••• L••	C••••••• P•••••••	Dec 5, 2024	Oct 4, 2024	-62	Firm change after gap	RIA to RIA
M••••• S••••••	E•••••• D••••• R••••••••• I••••••••• A•••••••• L••	Sep 6, 2013	Aug 30, 2013

Team moves

••• Locked

Team	Left	Joined	From	Kind
168246:105348:KS:2024-12-05	Dec 5, 2024	Oct 4, 2024	LAWRENCE, KS	Firm change after gap

Relationships

Registered with (6)

→ C••••••• P•••••••Registered adviserregistration: current employment
Oct 4, 2024 to presentfactForm ADV
→ E•••••• D••••• R••••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Aug 30, 2013 to Dec 5, 2024factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to Sep 6, 2013factForm ADV
→ M••••• S•••••• • C•• L••Registered adviser

Dated events

Occurred
Dec 5, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:91cacb66-a738-6944-8502-cd5175950483
First observed: May 31, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.