This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$57.7MItem 5.F on the latest filing (2026-07-01); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$57.7M

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Private client share

0%derivedprivate client RAUM over total RAUM

Advisors on IAPD

2

RAUM per advisor

$28.9Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

4

Advisory employees

3

Offices

0Schedule D 1.F, beyond the principal office

Accounts

9

Private funds

9Schedule D 7.B(1)

SEC number

801-136566

CRD

341803

Filings on the tape

2

First filed

Jun 18, 2026

Latest filed

Jul 1, 2026

Organised

Corporation, KY

• Occurred

  Jun 26, 2026
  Team lift-out

  2 advisors left Private Client Services, LLC (Louisville, KY) for Hafele Investments on the same day

  Form ADVobserved 4 days ago
  2 advisors

Graph

RIA / Wealth Management

Canonical id

dfx:ria:91cc95a8-419a-ffba-2e7b-77152e1d6a93

First observed

Jun 18, 2026

Last observed

Jul 1, 2026 2 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.