DFX Intelligence

C••••••••• R•••• H••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

C••••••••• R•••• H••••••••

Advisor at T•• A•••••••• I•••

SUMMIT, NJ | Madison, WI

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Search this name across graphsid dfx:ria:91d698b6-0964-1c80-fe3f-f7a96abda714

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 22, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 22, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• A•••••••• I•••	Bd affiliated wealth	Feb 5, 2026	n/a	yes	Madison, WI\|SUMMIT, NJ	Current employment
G••••• R••••••••• P••••••• L••	Institutional manager	Dec 1, 2017	Feb 4, 2026	no	Madison, WI\|SAN RAFAEL, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••• R••••••••• P••••••• L••	T•• A•••••••• I•••	Feb 4, 2026	Feb 5, 2026	1	Firm change	Other
T•••• L•••• S••••••••• L••	G••••• R••••••••• P••••••• L••	Dec 31, 2017	Dec 1, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
14762:152147:WI:2017-11-30	Nov 30, 2017	Jun 15, 2011	WAUWATOSA, WI	Firm change after gap

Relationships

Registered with (6)

→ T•• A•••••••• I•••Registered adviserregistration: current employment
Feb 5, 2026 to presentfactForm ADV
→ G••••• R••••••••• P••••••• L••Registered adviserregistration: previous registration
Dec 1, 2017 to Feb 4, 2026factForm ADV
→ T•••• L•••• S••••••••• L••Registered adviserregistration: previous registration
Jun 15, 2011 to Dec 31, 2017factForm ADV
→ C••••••••• C•••••• S••••••••• I•••Registered adviser

Dated events

Occurred
Feb 4, 2026
Advisor changed firm
C••••••••• R•••• H•••••••• left G••••• R••••••••• P••••••• L•• for T•• A•••••••• I••• (registered 2026-02-05)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:91d698b6-0964-1c80-fe3f-f7a96abda714
First observed: Jan 22, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.