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Advisor at HIGHTOWER ADVISORS, LLC
CHICAGO, IL | West Palm Beach, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HIGHTOWER ADVISORS, LLC | Bd affiliated wealth | Jan 5, 2026 | n/a | yes | CHICAGO, IL|West Palm Beach, FL | Current employment |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Apr 15, 2015 | no | NEWPORT BEACH, CA|Newport Beach, CA | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Dec 9, 2008 | Jun 1, 2009 | no | NEWPORT BEACH, CA | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | May 29, 2007 | Dec 17, 2008 | no | NEWPORT BEACH, CA|NEWPORT BEACH, CA|COSTA MESA, CA|SAN DIEGO, CA|CORONA DEL MAR, CA | Previous registration |
| CITICORP INVESTMENT SERVICES | n/a | Aug 8, 2005 | May 29, 2007 | no | CORONA DEL MAR, CA|CORONA DEL MAR, CA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Oct 7, 2002 | Aug 18, 2005 | no | CARLSBAD, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | HIGHTOWER ADVISORS, LLC | Apr 15, 2015 | Jan 5, 2026 | 3,918 | Firm change after gap | Wirehouse to ibd |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY & CO. LLC | Dec 17, 2008 | Dec 9, 2008 | -8 | Firm change | Other |
| CITICORP INVESTMENT SERVICES | CITIGROUP GLOBAL MARKETS INC. | May 29, 2007 | May 29, 2007 | 0 | Bulk transfer | Other |
| UBS FINANCIAL SERVICES INC. | CITICORP INVESTMENT SERVICES | Aug 18, 2005 | Aug 8, 2005 | -10 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149777:145323:CA:2015-04-14 | Apr 15, 2015 | Jan 5, 2026 | NEWPORT BEACH, CA | Firm change after gap |