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T••••• F•••• R•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

T••••• F•••• R•••

Advisor at L•••

Los Angeles, CA | LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:91f0b226-428e-5af6-6b05-91a927ffe692

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Aug 13, 2021 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L•••	Independent wealth	Jan 22, 2025	n/a	yes	Los Angeles, CA\|LOS ANGELES, CA	Current employment
A••••• W••••• M••••••••• L••	Former SEC adviser	Aug 13, 2021	Jan 23, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• W••••• M••••••••• L••	L•••	Jan 23, 2025	Jan 22, 2025	-1	Firm change	RIA to RIA

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
291155:269866:CA:2025-01-23	Jan 23, 2025	Jan 22, 2025	LOS ANGELES, CA	Firm change

Relationships

Registered with (2)

→ L•••Registered adviserregistration: current employment
Jan 22, 2025 to presentfactForm ADV
→ A••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Aug 13, 2021 to Jan 23, 2025factForm ADV

Dated events

Occurred
Jan 23, 2025
Advisor changed firm
T••••• F•••• R••• left A••••• W••••• M••••••••• L•• for Lido (registered 2025-01-22)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:91f0b226-428e-5af6-6b05-91a927ffe692
First observed: Aug 13, 2021
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.