DFX Intelligence

C••••• R•••••• N•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)11 years in industry

C••••• R•••••• N•••••

Advisor at P•• W••••• M•••••••••

Wendell, NC | CLEVELAND, OH

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Search this name across graphsid dfx:ria:922552f0-f149-8ad5-b2c5-a53b83fbdd64

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Nov 9, 2022 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•• W••••• M•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•• W••••• M•••••••••	Bd affiliated wealth	Feb 1, 2023	n/a	yes	Wendell, NC\|CLEVELAND, OH	Current employment
H••••••• I••••••••• P•••••••• L•	Other adviser	Nov 9, 2022	Feb 16, 2023	no	RALEIGH, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••••••• I••••••••• P•••••••• L•	P•• W••••• M•••••••••	Feb 16, 2023	Feb 1, 2023	-15	Firm change	Other

Relationships

Registered with (2)

→ P•• W••••• M•••••••••Registered adviserregistration: current employment
Feb 1, 2023 to presentfactForm ADV
→ H••••••• I••••••••• P•••••••• L•Registered adviserregistration: previous registration
Nov 9, 2022 to Feb 16, 2023factForm ADV

Dated events

Occurred
Feb 16, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:922552f0-f149-8ad5-b2c5-a53b83fbdd64
First observed: Nov 9, 2022
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.