DFX Intelligence

R•••••• E••••• F•••••••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)17 years in industry

R•••••• E••••• F•••••••• B••••••

Advisor at S••••••••• A•••••••• I•••

San Juan, PR | AUSTIN, TX

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Search this name across graphsid dfx:ria:922763fb-7a87-77aa-758e-18890d03aee7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 10, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• A•••••••• I•••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• A•••••••• I•••	Mixed wealth	May 8, 2018	n/a	yes	AUSTIN, TX\|San Juan, PR	Current employment
F••• L••	Mixed wealth	Oct 10, 2017	Mar 7, 2018	no	ALPHARETTA, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••• L••	S••••••••• A•••••••• I•••	Mar 7, 2018	May 8, 2018	62	Firm change	RIA to RIA

Relationships

Registered with (2)

→ S••••••••• A•••••••• I•••Registered adviserregistration: current employment
May 8, 2018 to presentfactForm ADV
→ F••• L••Registered adviserregistration: previous registration
Oct 10, 2017 to Mar 7, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:922763fb-7a87-77aa-758e-18890d03aee7
First observed: Oct 10, 2017
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.