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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
Houston, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Jul 22, 2020 | n/a | yes | Houston, TX|Houston, TX | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Feb 25, 2015 | Jul 10, 2020 | no | SAN JUAN, PR|SAN JUAN, PR|HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | RAYMOND JAMES & ASSOCIATES, INC. | Jul 10, 2020 | Jul 22, 2020 | 12 | Firm change | Wirehouse to ibd |