H••••• L••

Advisor at B••••• P••••• A•••••••• L••

Campbell, CA | NEWPORT BEACH, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:922d6a74-5b7b-7ec1-a8e3-517f53824e2d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jul 19, 2024 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• P••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• P••••• A•••••••• L••	Independent wealth	Mar 23, 2026	n/a	yes	Campbell, CA\|NEWPORT BEACH, CA	Current employment
A••••••••• L•••	Other adviser	Mar 13, 2025	Oct 29, 2025	no	Nashville, TN\|Nashville, TN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• L•••	B••••• P••••• A•••••••• L••	Oct 29, 2025	Mar 23, 2026	145	Firm change	Other
C•••••• S••••• • C••• I•••	A••••••••• L•••	Aug 9, 2024	Mar 13, 2025

Relationships

Registered with (3)

→ B••••• P••••• A•••••••• L••Registered adviserregistration: current employment
Mar 23, 2026 to presentfactForm ADV
→ A••••••••• L•••Registered adviserregistration: previous registration
Mar 13, 2025 to Oct 29, 2025factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Jul 19, 2024 to Aug 9, 2024factForm ADV

Dated events

Occurred
Oct 29, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 9, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:922d6a74-5b7b-7ec1-a8e3-517f53824e2d
First observed: Jul 19, 2024
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.