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CRD 309319
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| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| B•••• G•••• H••••• | n/a | WESTFORT, CT | WESTPORT, CT | 6 | 20 | n/a | no |
| O•••• Z••••• | n/a | NEW YORK, NY | WESTPORT, CT | 0 | 11 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| C••••••• D•••••• D•••• | CO-CHIEF INVESTMENT OFFICER AND MANAGING DIRECTOR | A | yes | 06/2020 | Jul 2, 2020 | Nov 7, 2024 |
| H•••••• B••••• G•••• | CHIEF EXECUTIVE OFFICER AND CO-CHIEF INVESTMENT OFFICER | D | yes | 06/2020 | Jun 30, 2020 | Nov 7, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 20, 2026 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 1 | 0 | 50.0% | 0 | 0 | 0 | 1 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $205M | $207M | -1.1% | $169M | 6.6% | 7 | 3 | 1 | 1 |
| no |
| P••••• H•••••• A•• | CHIEF OPERATIONS OFFICER AND CHIEF COMPLIANCE OFFICER | Na | yes | 07/2020 | Mar 30, 2021 | Nov 7, 2024 |
| $205M |
| $205M |
| 7 |
| 4 |
| 1 |
| n/a |
| n/a |
| 2024 | Jan 29, 2025 | $207M | $207M | 3 | 2 | 1 | n/a | n/a |
| 2023 | Jan 30, 2024 | $207M | $207M | 3 | 2 | 1 | n/a | n/a |
| 2022 | Feb 9, 2023 | $169M | $169M | 3 | 2 | 1 | n/a | n/a |
| 2021 | Jan 21, 2022 | $204M | $204M | 6 | 3 | 1 | n/a | n/a |
| 2020 | Mar 30, 2021 | $141M | $141M | 4 | 3 | 1 | n/a | n/a |