DFX Intelligence

T••••• W•••••• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

T••••• W•••••• G••••••

Advisor at C••••••• P•••••••

••• Locked

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 29, 2021 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• P•••••••	Independent wealth	Dec 11, 2025	n/a	yes	High Point, NC\|Richmond, VA\|OVERLAND PARK, KS	Current employment
C••••••• P••••••• I••••••••• A•••••••• L••	Institutional manager	Nov 9, 2021	Jan 13, 2026	no	San Jose, CA\|NEWPORT BEACH, CA\|San Jose, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• P••••••• I••••••••• A•••••••• L••	C••••••• P•••••••	Jan 13, 2026	Dec 11, 2025	-33	Channel change	Other
C•• A•••••••• I•••	C••••••• P••••••• I••••••••• A•••••••• L••	Dec 8, 2021	Nov 9, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
126777:105348:CA:2026-01-13	Jan 13, 2026	Dec 11, 2025	NEWPORT BEACH, CA	Firm change after gap
133665:126777:CA:2021-12-08	Dec 8, 2021	Nov 9, 2021	SAN JOSE, CA	Firm change

Relationships

Registered with (3)

→ C••••••• P•••••••Registered adviserregistration: current employment
Dec 11, 2025 to presentfactForm ADV
→ C••••••• P••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Nov 9, 2021 to Jan 13, 2026factForm ADV
→ C•• A•••••••• I•••Registered adviserregistration: previous registration
Mar 29, 2021 to Dec 8, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 29, 2021
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.