DFX Intelligence

H••••• W•••••• A•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor33 years in industry

H••••• W•••••• A•••••

Advisor at G•••• T••• B••••• • A•••••• L••

BEVERLY HILLS, CA

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Search this name across graphsid dfx:ria:923c5eb0-8726-d38d-6423-418115f4bba9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 23, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••• T••• B••••• • A•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 1992earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••• T••• B••••• • A•••••• L••	Independent wealth	Jan 19, 2023	n/a	yes	BEVERLY HILLS, CA	Current employment
G••••• T••••••••• • A••••• M••••••••• I•••	n/a	Oct 14, 2004	Apr 14, 2010	no	BEVERLY HILLS, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G•••• T••• B••••• • A•••••• L••	G••••• T••••••••• • A••••• M••••••••• I•••	Dec 31, 2016	Oct 14, 2004	-4,461	Firm change after gap	Other
G••••• T••••••••• • A••••• M••••••••• I•••	G•••• T••• B••••• • A•••••• L••	Apr 14, 2010

Team moves

••• Locked

Team	Left	Joined	From	Kind
131499:131504:CA:2016-12-31	Dec 31, 2016	Oct 14, 2004	BEVERLY HILLS, CA	Firm change after gap

Relationships

Registered with (3)

→ G•••• T••• B••••• • A•••••• L••Registered adviserregistration: current employment
Jan 19, 2023 to presentfactForm ADV
→ G•••• T••• B••••• • A•••••• L••Registered adviserregistration: previous registration
Aug 23, 2004 to Dec 31, 2016factForm ADV
→ G••••• T••••••••• • A••••• M••••••••• I•••Registered adviserregistration: previous registration
Oct 14, 2004 to Apr 14, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:923c5eb0-8726-d38d-6423-418115f4bba9
First observed: Aug 23, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.