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Advisor at WELLS FARGO ADVISORS
KNOXVILLE, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Mar 31, 2023 | n/a | yes | KNOXVILLE, TN | Current employment |
| EDWARD JONES | National bd RIA | Aug 30, 2013 | Apr 18, 2023 | no | POWELL, TN|KNOXVILLE, TN | Previous registration |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Aug 3, 2012 | Sep 5, 2013 | no | KNOXVILLE, TN|Memphis, TN | Previous registration |
| SUNTRUST INVESTMENT SERVICES, INC. | Former SEC adviser | Jan 26, 2012 | Jul 27, 2012 | no | KNOXVILLE, TN|CHATTANOOGA, TN|CHATTANOOGA, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EDWARD JONES | WELLS FARGO ADVISORS | Apr 18, 2023 | Mar 31, 2023 | -18 | Firm change | Ibd to wirehouse |
| MSI FINANCIAL SERVICES, INC. | EDWARD JONES | Sep 5, 2013 | Aug 30, 2013 | -6 | Firm change | Other |
| SUNTRUST INVESTMENT SERVICES, INC. | MSI FINANCIAL SERVICES, INC. | Jul 27, 2012 | Aug 3, 2012 | 7 | Firm change | Other |