DFX Intelligence

A•••••••• C•••••• M••••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

A•••••••• C•••••• M••••••••• L•

CRD 160017

MENLO PARK, CA

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Search this name across graphsid dfx:ria:9242b89c-864a-a1a9-a528-1997821703cf

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 43
Dated events: 40
On other graphs: 2
Observed: Feb 13, 2012 to Mar 31, 2026
37 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

A•••••••• C•••••• M••••••••• L•

Private equity manager · shared crd

Venture Capitalidentity

A•••••••• C•••••• M••••••••• L•

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.96 institutional_share=0.04 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $19B••• Locked
Discretionary RAUM: $19B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 35

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A•••••••• P••••••• F•••• L•••	Hedge Fund	$9.0B	Mar 31, 2026	329	Feb 13, 2012	reported	021-125233
A•••••••• G••••• P••••••• F••• V•• L•••	Venture Capital Fund	$3.4B

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••••••• C•••••• M••••••••• G•••••• P•••••• L••	G•••••• PARTNER	Na	yes	07/2014	Aug 1, 2014	Mar 30, 2024
G•••••••• B••••••• T•••••	MANAGING MEMBER	E	yes	07/2014	Feb 13, 2012	Mar 30, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A•••••••• C•••••• G•••••• P•••••• L••	n/a	n/a	n/a	N	yes	n/a
A•••••••• C••••• G•••••• P•••••• L••	n/a	n/a	n/a	N	yes	n/a
A•••••••• C•••••••• G•••••• P•••••• I• L••

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
MENLO PARK	CA	United States	11	no
SAN FRANSISCO	CA	United States	0	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$19B	$13B	47.8%	$8.6B	29.8%	35	31	1	1

Relationships

Advises (38)

→ A•••••••• P•••• F••• I• L•••Private fundVenture Capital Fund, IA
Mar 31, 2026 to presentfactForm ADV
→ A•••••••• G••••• O•••••• F••• I•• L•••Private fundVenture Capital Fund, IA
Mar 31, 2026 to presentfactForm ADV
→ A•••••••• G••••• H••• F•••• L•••Private fundVenture Capital Fund, IA
Aug 30, 2021 to presentfactForm ADV
→ A•••••••• G••••• O•••••• F••• V• L•••

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 31, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$6.1B
Occurred
Mar 31, 2026
Ria p•••••• fund assets change
••• Locked
Form ADVobserved today
$7.3B
Occurred
Mar 31, 2026
Ria hq relocated
••• Locked
Form ADVobserved today

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9242b89c-864a-a1a9-a528-1997821703cf
First observed: Feb 13, 2012
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.