DFX Intelligence

P••••• V••••• O•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor46 years in industry

P••••• V••••• O•••••••••

Advisor at O••••••••• • C••••• L••

NEW YORK, NY | Lakeville, CT

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Search this name across graphsid dfx:ria:9249782a-67df-fdbd-aaaa-d61f838c681f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Nov 9, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O••••••••• • C••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 27, 1979earliest registration or exam on IAPD
Years in industry: 46derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O••••••••• • C••••• L••	Independent wealth	Jul 29, 2021	n/a	yes	Lakeville, CT\|NEW YORK, NY	Current employment
O••••••••• • C••••• L••	Independent wealth	Nov 9, 2006	Aug 23, 2012	no	NEW YORK, NY\|NEW YORK, NY

Relationships

Registered with (1)

→ O••••••••• • C••••• L••Registered adviserregistration: previous registration
Nov 9, 2006 to Aug 23, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9249782a-67df-fdbd-aaaa-d61f838c681f
First observed: Nov 9, 2006
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.