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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

MOONDANCE INVESTMENT ADVISORS, LLC

CRD 166171

NEW HOPE, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:92557573-3fa4-bc7a-2284-1297006cf70b

Data as of May 14, 2013 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 12, 2012 to May 14, 2013
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $15.7MItem 5.F on the latest filing (2013-05-14); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $13.6M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $7.8Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 1
Advisory employees: 1
Accounts: 82
SEC number: 801-77375
CRD: 166171
Filings on the tape: 7
First filed: Nov 12, 2012
Latest filed: May 14, 2013
Organised: Limited Liability Company, Pennsylvania

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
WILLIAM HOWARD STANERT	Certified Financial Planner	NEW HOPE, PA \| LOWER SOUTHAMPTON, PA	13	45	3	no
Robert Keith Lockyer	n/a	NEW HOPE, PA \| Reading, PA	8	11	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
STANERT, MARIE, SHAUN	Member	D	yes	11/2012	Nov 12, 2012	May 14, 2013
STANERT, WILLIAM, HOWARD	CHIEF COMPLIANCE OFFICER / MEMBER	D	yes	12/2012	Dec 4, 2012	May 14, 2013

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
LOWER SOUTHHAMPTON	Pa	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2012	Mar 26, 2013	$15.7M	$13.6M	1	1	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2012	$15.7M	n/a	n/a	n/a	n/a	1	n/a	n/a	n/a

Relationships

Registered with (2)

← Robert Keith LockyerAdvisorregistration: current employment
Nov 13, 2017 to presentfactForm ADV
← WILLIAM HOWARD STANERTAdvisorregistration: current employment
Dec 5, 2012 to presentfactForm ADV

Controls (2)

← STANERT, MARIE, SHAUNOwnerMEMBER, ownership code D, individual
Nov 12, 2012 to presentfactForm ADV
← STANERT, WILLIAM, HOWARDOwnerCHIEF COMPLIANCE OFFICER / MEMBER, ownership code D, individual
Dec 4, 2012 to presentfactForm ADV

Dated events

Occurred
Nov 12, 2012
First Form ADV filing
Kodi Enterprises, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:92557573-3fa4-bc7a-2284-1297006cf70b
First observed: Nov 12, 2012
Last observed: May 14, 2013 162 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MOONDANCE INVESTMENT ADVISORS, LLC

CRD 166171

NEW HOPE, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:92557573-3fa4-bc7a-2284-1297006cf70b

Data as of May 14, 2013 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:11 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

WILLIAM HOWARD STANERT

Certified Financial Planner

NEW HOPE, PA | LOWER SOUTHAMPTON, PA

Robert Keith Lockyer

n/a

NEW HOPE, PA | Reading, PA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

STANERT, MARIE, SHAUN

Member

yes

11/2012

Nov 12, 2012

May 14, 2013

STANERT, WILLIAM, HOWARD

CHIEF COMPLIANCE OFFICER / MEMBER

yes

12/2012

Dec 4, 2012

May 14, 2013

City

State

Country

Employees

Also broker-dealer

LOWER SOUTHHAMPTON

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2012

Mar 26, 2013

$15.7M

$13.6M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2012

$15.7M

n/a