A••• R•••••

Advisor at M••••• S••••••

Plantation, FL | CORAL SPRINGS, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9255ea95-8820-feca-1c4b-6687cfb707fc

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 14, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Feb 14, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Aug 2, 2017	n/a	yes	Plantation, FL\|CORAL SPRINGS, FL	Current employment
B••••••• C•••••• I•••	Former SEC adviser	Jan 21, 2009	Dec 28, 2015	no	MIAMI, FL\|MIAMI, FL\|Miami, FL\|NEW YORK, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••• C•••••• I•••	M••••• S••••••	Dec 28, 2015	Aug 2, 2017	583	Firm change after gap	Other
L••••• B••••••• I•••	B••••••• C•••••• I•••	Oct 15, 2008	Jan 21, 2009

Team moves

••• Locked

Team	Left	Joined	From	Kind
19714:149777:NY:2015-12-15	Dec 28, 2015	Aug 2, 2017	NEW YORK, NY	Firm change after gap

Relationships

Registered with (3)

→ M••••• S••••••Registered adviserregistration: current employment
Aug 2, 2017 to presentfactForm ADV
→ B••••••• C•••••• I•••Registered adviserregistration: previous registration
Jan 21, 2009 to Dec 28, 2015factForm ADV
→ L••••• B••••••• I•••Registered adviserregistration: previous registration
Feb 14, 2008 to Oct 15, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9255ea95-8820-feca-1c4b-6687cfb707fc
First observed: Feb 14, 2008
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.