DFX Intelligence

L•• W••••• H•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorChartered Financial Analyst24 years in industry

L•• W••••• H•••••••••

Advisor at A••••••• W••••• M••••••••• I•••

ROSWELL, GA | ALPHARETTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 6, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• W••••• M••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 22, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 21derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H••••••••• L•• W•	State registered	Apr 2, 2024	n/a	yes	ROSWELL, GA	Current employment
A••••••• W••••• M••••••••• I•••	Independent wealth	Jun 9, 2005	n/a	yes	ALPHARETTA, GA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• F•••••••• S•••••••• I•••	A••••••• W••••• M••••••••• I•••	Jun 9, 2005	Jun 9, 2005	0	Firm change	Other
M••••• S•••••• D• I•••	R•••••• J•••• F•••••••• S•••••••• I•••	Apr 29, 2004	Jun 15, 2004

Relationships

Registered with (4)

→ H••••••••• L•• W•Registered adviserregistration: previous registration
Jul 29, 2020 to Dec 31, 2023factForm ADV
→ A••••••• W••••• M••••••••• I•••Registered adviserregistration: current employment
Jun 9, 2005 to presentfactForm ADV
→ R•••••• J•••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jun 15, 2004 to Jun 9, 2005factForm ADV
→ M••••• S•••••• D• I•••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 6, 2003
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.