DFX Intelligence

L•••••• C• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

L•••••• C• D•••••

Advisor at B••••••••• C••••••

B•••••••••, WA

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Search this name across graphsid dfx:ria:92616128-bda5-9082-468d-39f914882f0f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Nov 6, 2025 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••••••• C••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••••••• C••••••	Independent wealth	May 21, 2021	n/a	yes	B•••••••••, WA	Current employment
F••••••	Independent wealth	Nov 6, 2025	Jun 1, 2026	no	SAN FRANCISCO, CA\|Bellingham, WA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••	n/a	Jun 1, 2026	n/a	n/a	Departure no registered destination	Departure

Relationships

Registered with (2)

→ B••••••••• C••••••Registered adviserregistration: current employment
May 21, 2021 to presentfactForm ADV
→ F••••••Registered adviserregistration: previous registration
Nov 6, 2025 to Jun 1, 2026factForm ADV

Dated events

Occurred
Jun 1, 2026
Advisor departed, no destination yet
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:92616128-bda5-9082-468d-39f914882f0f
First observed: Nov 6, 2025
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.