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Reading the graph
Advisor at MORGAN STANLEY
Ridgefield, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Apr 21, 2023 | n/a | yes | Ridgefield, CT | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Aug 4, 2016 | Apr 22, 2023 | no | NEW ROCHELLE, NY|RYE, NY | Previous registration |
| HSBC SECURITIES (USA) INC. | Bd affiliated wealth | Mar 10, 2015 | Jul 19, 2016 | no | STAMFORD, CT | Previous registration |
| MORGAN STANLEY | Wirehouse | Oct 31, 2011 | Feb 23, 2015 | no | Ridgefield, CT|Stamford, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | MORGAN STANLEY | Apr 22, 2023 | Apr 21, 2023 | -1 | Firm change | Wirehouse to wirehouse |
| HSBC SECURITIES (USA) INC. | J.P. MORGAN SECURITIES LLC | Jul 19, 2016 | Aug 4, 2016 | 16 | Firm change | Other |
| MORGAN STANLEY | HSBC SECURITIES (USA) INC. | Feb 23, 2015 | Mar 10, 2015 | 15 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 79:149777:NY:2023-04-22 | Apr 22, 2023 | Apr 21, 2023 | RYE, NY | Firm change |