DFX Intelligence
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Reading the graph
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Advisor at A••••••• F•••••••• A•••••••• L••
Northglenn, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••••••• F•••••••• A•••••••• L•• | Bd affiliated wealth | Jul 16, 2009 | n/a | yes | Northglenn, CO | Current employment |
| S•••••••• A••••••• L•• | National bd RIA | Jun 22, 2006 | Feb 11, 2009 | no | DENVER, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S•••••••• A••••••• L•• | A••••••• F•••••••• A•••••••• L•• | Feb 11, 2009 | Jul 16, 2009 | 155 | Firm change | Ibd to new firm |