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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

MATTHEW JOHN ANDREWS

Advisor at STIFEL, NICOLAUS & COMPANY, INCORPORATED

WEST BEND, WI

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Search this name across graphsid dfx:ria:926708bf-e2ae-b03d-9808-9f05832e0461

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 7, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STIFEL, NICOLAUS & COMPANY, INCORPORATED
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 4, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jun 4, 2010
First registration: Jun 7, 2010
Dual registered: yes, broker-dealer
Other names: MATTHEW J ANDREWS
IAPD individual key: 5791309

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	Mar 16, 2018	n/a	yes	WEST BEND, WI	Current employment
B. C. ZIEGLER AND COMPANY	Former SEC adviser	Jul 1, 2014	Mar 16, 2018	no	WEST BEND, WI\|CHICAGO, IL	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Nov 22, 2013	no	WAUKESHA, WI\|GERMANTOWN, WI\|BUTLER, WI\|BROOKFIELD, WI\|WEST BEND, WI\|WEST BEND, WI\|MILWAUKEE, WI\|MILWAUKEE, WI\|WAUWATOSA, WI\|RACINE, WI\|RACINE, WI\|RACINE, WI\|OAK CREEK, WI\|MUSKEGO, WI\|MILWAUKEE, WI\|MILWAUKEE, WI\|MILWAUKEE, WI\|MILWAUKEE, WI\|MILWAUKEE, WI\|MEQUON, WI\|LAKE GENEVA, WI\|FRANKLIN, WI\|FOX POINT, WI\|ELKHORN, WI\|Saint Francis, WI\|BURLINGTON, WI\|NEW BERLIN, WI\|LARSEN, WI\|APPLETON, WI\|APPLETON, WI\|APPLETON, WI\|GREEN BAY, WI\|GREEN BAY, WI\|APPLETON, WI\|ANTIGO, WI\|OSHKOSH, WI\|DE PERE, WI\|NEENAH, WI\|OSHKOSH, WI\|STEVENS POINT, WI\|FREEDOM, WI\|SEYMOUR, WI\|NEW FRANKEN, WI\|GREEN BAY, WI\|GREEN BAY, WI\|FOND DU LAC, WI\|FOND DU LAC, WI\|WAUPACA, WI\|APPLETON, WI	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jun 7, 2010	Oct 1, 2012	no	WEST BEND, WI\|WEST BEND, WI\|BROOKFIELD, WI\|BUTLER, WI\|GERMANTOWN, WI\|BRISTOL, WI\|BURLINGTON, WI\|CUDAHY, WI\|ELKHORN, WI\|FOX POINT, WI\|FRANKLIN, WI\|KENOSHA, WI\|KENOSHA, WI\|KENOSHA, WI\|LAKE GENEVA, WI\|MEQUON, WI\|MILWAUKEE, WI\|MILWAUKEE, WI\|MILWAUKEE, WI\|MILWAUKEE, WI\|MILWAUKEE, WI\|MUSKEGO, WI\|OAK CREEK, WI\|PLEASANT PRAIRIE, WI\|RACINE, WI\|RACINE, WI\|RACINE, WI\|WAUWATOSA, WI\|MILWAUKEE, WI\|MILWAUKEE, WI\|NEW BERLIN, WI\|WAUKESHA, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B. C. ZIEGLER AND COMPANY	STIFEL, NICOLAUS & COMPANY, INCORPORATED	Mar 16, 2018	Mar 16, 2018	0	Bulk transfer	Other
J.P. MORGAN SECURITIES LLC	B. C. ZIEGLER AND COMPANY	Nov 22, 2013	Jul 1, 2014	221	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other

Relationships

Registered with (4)

→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: current employment
Mar 16, 2018 to presentfactForm ADV
→ B. C. ZIEGLER AND COMPANYRegistered adviserregistration: previous registration
Jul 1, 2014 to Mar 16, 2018factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Nov 22, 2013factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jun 7, 2010 to Oct 1, 2012factForm ADV

Dated events

No dated event names this entity yet.