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Advisor at HICKS CAPITAL MANAGEMENT, LLC
COLUMBUS, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HICKS CAPITAL MANAGEMENT, LLC | Independent wealth | May 14, 2020 | n/a | yes | COLUMBUS, OH | Current employment |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Apr 15, 2013 | no | Columbus, OH|COLUMBUS, OH|Columbus, OH|Dublin, OH|Columbus, OH|Dublin, OH | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Nov 9, 2000 | Jun 1, 2009 | no | COLUMBUS, OH|COLUMBUS, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | HICKS CAPITAL MANAGEMENT, LLC | Apr 15, 2013 | May 14, 2020 | 2,586 | Firm change after gap | Wirehouse to RIA |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |