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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

ROTHSCHILD LARCH LANE MANAGEMENT COMPANY LLC

CRD 171259

RYE BROOK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9277746f-8844-e7c8-95ac-df0fa6945520

Data as of Aug 3, 2016 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 23
Dated events: 1
On other graphs: 0
Observed: Apr 25, 2014 to Aug 3, 2016
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $59.0MItem 5.F on the latest filing (2016-08-03); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $59.0M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 11
Advisory employees: 6
Accounts: 1
SEC number: 801-79693
CRD: 171259
Filings on the tape: 9
First filed: Apr 25, 2014
Latest filed: Aug 3, 2016
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ARVESTIA, INC.	Shareholder	D	yes	10/2006	Aug 3, 2016	Aug 3, 2016
DESJARDINS FINANCIAL CORPORATION	Shareholder	C	yes	01/2011	Aug 3, 2016	Aug 3, 2016
DESJARDINS, JEAN-GUY	Shareholder	E	yes	10/2013	Aug 3, 2016	Aug 3, 2016
DJM CAPITAL, INC.	Shareholder	D	yes	10/2006	Aug 3, 2016	Aug 3, 2016
FIERA CAPITAL CORPORATION	SOLE SHAREHOLDER	E	yes	10/2013	Aug 3, 2016	Aug 3, 2016
FIERA CAPITAL INC.	Member	D	yes	07/2016	Aug 3, 2016	Aug 3, 2016
FIERA CAPITAL, LP	Shareholder	C	yes	09/2010	Aug 3, 2016	Aug 3, 2016
FIERA CORPORATION	Shareholder	E	yes	10/2006	Aug 3, 2016	Aug 3, 2016
FIERA HOLDINGS, INC.	GENERAL PARTNER	E	yes	09/2010	Aug 3, 2016	Aug 3, 2016
FIERA INTERNATIONAL INC	Shareholder	E	yes	10/2006	Aug 3, 2016	Aug 3, 2016
FIERA US HOLDING INC.	SOLE SHAREHOLDER	E	yes	10/2013	Aug 3, 2016	Aug 3, 2016
IPP, BARRY, SCOTT	CHIEF COMPLIANCE OFFICER	Na	yes	08/2016	Jul 30, 2016	Aug 3, 2016
JURISH, MARK, ALAN	LIMITED PARTNER	D	yes	05/2013	Apr 25, 2014	Aug 3, 2016
KATZ, DAVID, JAY	Manager	Na	yes	04/2014	Apr 25, 2014	Aug 3, 2016
LABOURDETTE, RAFAEL, STEVEN	CHIEF FINANCIAL OFFICER	Na	yes	01/2016	Jan 6, 2016	Aug 3, 2016
LARCH LANE ADVISORS LLC	Member	D	yes	04/2014	Apr 25, 2014	Aug 3, 2016
LARCH LANE HOLDINGS GP LLC	GENERAL PARTNER	F	yes	05/2013	Apr 25, 2014	Aug 3, 2016
LARCH LANE HOLDINGS I L.P.	SOLE MEMBER	E	yes	05/2013	Apr 25, 2014	Aug 3, 2016
NATCAN INVESTMENT MANAGEMENT	Shareholder	C	yes	04/2012	Aug 3, 2016	Aug 3, 2016
NATIONAL BANK OF CANADA	Shareholder	E	yes	04/2012	Aug 3, 2016	Aug 3, 2016

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
FIERA CAPITAL INC.	n/a	Mixed wealth	$17B	Y	no	n/a
LARCH LANE ADVISORS LLC	n/a	Former SEC adviser	$655M	Y	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Feb 22, 2016	$59.0M	$59.0M	11	6	n/a	n/a	n/a
2014	Mar 25, 2015	$53.0M	$53.0M	11	6	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$59.0M	$53.0M	11.3%	n/a	n/a	11	11	n/a	n/a

Relationships

Affiliated with (3)

→ FIERA CAPITAL INC.Registered adviserother investment adviser, bank, control
factForm ADV
→ LARCH LANE ADVISORS LLCRegistered adviserother investment adviser, bank, control
factForm ADV
← LARCH LANE ADVISORS LLCRegistered adviserother investment adviser, bank, control
factForm ADV

Controls (17)

← FIERA CAPITAL INC.OwnerMEMBER, ownership code D, domestic entity
Aug 3, 2016 to presentfactForm ADV
← LARCH LANE ADVISORS LLCOwnerMEMBER, ownership code D, domestic entity
Apr 25, 2014 to presentfactForm ADV
← JURISH, MARK, ALANOwnerLIMITED PARTNER, ownership code D, individual
Apr 25, 2014 to presentfactForm ADV
← KATZ, DAVID, JAYOwnerMANAGER, ownership code NA, individual
Apr 25, 2014 to presentfactForm ADV
← DESJARDINS, JEAN-GUYOwnerSHAREHOLDER, ownership code E, individual
Aug 3, 2016 to presentfactForm ADV
← IPP, BARRY, SCOTTOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jul 30, 2016 to presentfactForm ADV
← LABOURDETTE, RAFAEL, STEVENOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Jan 6, 2016 to presentfactForm ADV
← ARVESTIA, INC.OwnerSHAREHOLDER, ownership code D, foreign entity
Aug 3, 2016 to presentfactForm ADV
← DESJARDINS FINANCIAL CORPORATIONOwnerSHAREHOLDER, ownership code C, foreign entity
Aug 3, 2016 to presentfactForm ADV
← DJM CAPITAL, INC.OwnerSHAREHOLDER, ownership code D, foreign entity
Aug 3, 2016 to presentfactForm ADV
← FIERA CORPORATIONOwnerSHAREHOLDER, ownership code E, foreign entity
Aug 3, 2016 to presentfactForm ADV
← FIERA INTERNATIONAL INCOwnerSHAREHOLDER, ownership code E, foreign entity
Aug 3, 2016 to presentfactForm ADV
← FIERA US HOLDING INC.OwnerSOLE SHAREHOLDER, ownership code E, domestic entity
Aug 3, 2016 to presentfactForm ADV
← LARCH LANE HOLDINGS GP LLCOwnerGENERAL PARTNER, ownership code F, domestic entity
Apr 25, 2014 to presentfactForm ADV
← LARCH LANE HOLDINGS I L.P.OwnerSOLE MEMBER, ownership code E, domestic entity
Apr 25, 2014 to presentfactForm ADV
← NATCAN INVESTMENT MANAGEMENTOwnerSHAREHOLDER, ownership code C, foreign entity
Aug 3, 2016 to presentfactForm ADV
← NATIONAL BANK OF CANADAOwnerSHAREHOLDER, ownership code E, foreign entity
Aug 3, 2016 to presentfactForm ADV

Dated events

Occurred
Apr 25, 2014
First Form ADV filing
Rothschild Larch Lane Management Company Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9277746f-8844-e7c8-95ac-df0fa6945520
First observed: Apr 25, 2014
Last observed: Aug 3, 2016 123 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ROTHSCHILD LARCH LANE MANAGEMENT COMPANY LLC

CRD 171259

RYE BROOK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9277746f-8844-e7c8-95ac-df0fa6945520

Data as of Aug 3, 2016 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:16 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ARVESTIA, INC.

Shareholder

yes

10/2006

Aug 3, 2016

DESJARDINS FINANCIAL CORPORATION

Shareholder

yes

01/2011

Aug 3, 2016

DESJARDINS, JEAN-GUY

Shareholder

yes

10/2013

Aug 3, 2016

DJM CAPITAL, INC.

Shareholder

yes

10/2006

Aug 3, 2016

FIERA CAPITAL CORPORATION

SOLE SHAREHOLDER

yes

10/2013

Aug 3, 2016

FIERA CAPITAL INC.

Member

yes

07/2016

Aug 3, 2016

FIERA CAPITAL, LP

Shareholder

yes

09/2010

Aug 3, 2016

FIERA CORPORATION

Shareholder

yes

10/2006

Aug 3, 2016

FIERA HOLDINGS, INC.

GENERAL PARTNER

yes

09/2010

Aug 3, 2016

FIERA INTERNATIONAL INC

Shareholder

yes

10/2006

Aug 3, 2016

FIERA US HOLDING INC.

SOLE SHAREHOLDER

yes

10/2013

Aug 3, 2016

IPP, BARRY, SCOTT

CHIEF COMPLIANCE OFFICER

yes

08/2016

Jul 30, 2016

Aug 3, 2016

JURISH, MARK, ALAN

LIMITED PARTNER

yes

05/2013

Apr 25, 2014

Aug 3, 2016

KATZ, DAVID, JAY

Manager

yes

04/2014

Apr 25, 2014

Aug 3, 2016

LABOURDETTE, RAFAEL, STEVEN

CHIEF FINANCIAL OFFICER

yes

01/2016

Jan 6, 2016

Aug 3, 2016

LARCH LANE ADVISORS LLC

Member

yes

04/2014

Apr 25, 2014

Aug 3, 2016

LARCH LANE HOLDINGS GP LLC

GENERAL PARTNER

yes

05/2013

Apr 25, 2014

Aug 3, 2016

LARCH LANE HOLDINGS I L.P.

SOLE MEMBER

yes

05/2013

Apr 25, 2014

Aug 3, 2016

NATCAN INVESTMENT MANAGEMENT

Shareholder

yes

04/2012

Aug 3, 2016

NATIONAL BANK OF CANADA

Shareholder

yes

04/2012

Aug 3, 2016

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

FIERA CAPITAL INC.

n/a

Mixed wealth

$17B

n/a

LARCH LANE ADVISORS LLC

n/a

Former SEC adviser

$655M

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2015

Feb 22, 2016

$59.0M

n/a

2014

Mar 25, 2015

$53.0M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2015

$59.0M

$53.0M

11.3%

n/a