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W•••••• R• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner19 years in industry

W•••••• R• S•••••

Advisor at G•••• O•• C•••••• P•••••••• L••

SOUTH EASTON, MA

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Search this name across graphsid dfx:ria:9277afbe-0a1c-3fe2-b746-30c09b0e3f19

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 10, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••• O•• C•••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 3, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
G•••• O•• C•••••• P•••••••• L••	Independent wealth	Nov 16, 2015	n/a	yes	SOUTH EASTON, MA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Feb 27, 2009	Nov 24, 2015	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	G•••• O•• C•••••• P•••••••• L••	Nov 24, 2015	Nov 16, 2015	-8	Firm change	Other
O•••• F•• I•••	L•• F•••••••• L••	Feb 27, 2009

Relationships

Registered with (3)

→ G•••• O•• C•••••• P•••••••• L••Registered adviserregistration: current employment
Nov 16, 2015 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Feb 27, 2009 to Nov 24, 2015factForm ADV
→ O•••• F•• I•••Registered adviserregistration: previous registration
Sep 10, 2007 to Feb 27, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9277afbe-0a1c-3fe2-b746-30c09b0e3f19
First observed: Sep 10, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.