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Reading the graph
Advisor at FINANCIAL FORUM, INC.
SPOKANE, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FINANCIAL FORUM, INC. | Independent wealth | Aug 14, 2020 | n/a | yes | SPOKANE, WA | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Feb 9, 2005 | Nov 4, 2020 | no | SPOKANE, WA|SPOKANE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | FINANCIAL FORUM, INC. | Nov 4, 2020 | Aug 14, 2020 | -82 | Firm change after gap | Ibd to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:307740:WA:2020-11-04 | Nov 4, 2020 | Aug 14, 2020 | SPOKANE, WA | Firm change after gap |