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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

KEVIN Emanuel KELLY

Advisor at REALTA INVESTMENT ADVISORS, INC

WILMINGTON, DE | MIRAMAR BEACH, FL

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Search this name across graphsid dfx:ria:92874e1f-1eae-11f0-283c-2e792fb054f7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Dec 18, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: REALTA INVESTMENT ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 20, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jul 20, 2000
First registration: Dec 18, 2001
Dual registered: yes, broker-dealer
Other names: KEVIN E KELLY
IAPD individual key: 4181673

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
REALTA INVESTMENT ADVISORS, INC	Bd affiliated wealth	Jan 22, 2026	n/a	yes	WILMINGTON, DE\|MIRAMAR BEACH, FL	Current employment
OSAIC WEALTH, INC.	Bd affiliated wealth	Aug 23, 2024	Jan 20, 2026	no	INDEPENDENCE, OH	Previous registration
TRIAD ADVISORS, LLC	Former SEC adviser	Jul 12, 2018	Aug 23, 2024	no	INDEPENDENCE, OH\|Miramar Beach, FL\|ATLANTA, GA\|Tampa, FL	Previous registration
MORGAN STANLEY	Wirehouse	Jul 20, 2011	May 24, 2018	no	Destin, FL	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 5, 2011	Jul 20, 2011	no	SANTA ROSA BEACH, FL	Previous registration
UVEST FINANCIAL SERVICES GROUP, INC.	n/a	Jun 13, 2006	Jul 5, 2011	no	DESTIN, FL\|MIRAMAR BEACH, FL\|SANTA ROSA BEACH, FL\|PANAMA CITY, FL\|PANAMA CITY, FL\|PANAMA CITY BEACH, FL\|PANAMA CITY BEACH, FL\|CHARLOTTE, NC\|MIRAMAR BEACH, FL\|SANTA ROSA BEACH, FL	Previous registration
TRUSTMARK SECURITIES, INC.	n/a	Aug 5, 2004	Mar 2, 2006	no	MIRAMAR BEACH, FL	Previous registration
MORGAN STANLEY DW INC.	n/a	Dec 18, 2001	May 3, 2004	no	PENSACOLA, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC WEALTH, INC.	REALTA INVESTMENT ADVISORS, INC	Jan 20, 2026	Jan 22, 2026	2	Firm change	Ibd to ibd
TRIAD ADVISORS, LLC	OSAIC WEALTH, INC.	Aug 23, 2024	Aug 23, 2024	0	Bulk transfer	Ibd to ibd
MORGAN STANLEY	TRIAD ADVISORS, LLC	May 24, 2018	Jul 12, 2018	49	Firm change	Wirehouse to ibd
LPL FINANCIAL LLC	MORGAN STANLEY	Jul 20, 2011	Jul 20, 2011	0	Firm change	Other
UVEST FINANCIAL SERVICES GROUP, INC.	LPL FINANCIAL LLC	Jul 5, 2011	Jul 5, 2011	0	Bulk transfer	Other
TRUSTMARK SECURITIES, INC.	UVEST FINANCIAL SERVICES GROUP, INC.	Mar 2, 2006	Jun 13, 2006	103	Firm change	Other
MORGAN STANLEY DW INC.	TRUSTMARK SECURITIES, INC.	May 3, 2004	Aug 5, 2004	94	Firm change	Other

Relationships

Registered with (8)

→ REALTA INVESTMENT ADVISORS, INCRegistered adviserregistration: current employment
Jan 22, 2026 to presentfactForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Aug 23, 2024 to Jan 20, 2026factForm ADV
→ TRIAD ADVISORS, LLCRegistered adviserregistration: previous registration
Jul 12, 2018 to Aug 23, 2024factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jul 20, 2011 to May 24, 2018factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jul 5, 2011 to Jul 20, 2011factForm ADV
→ UVEST FINANCIAL SERVICES GROUP, INC.Registered adviserregistration: previous registration
Jun 13, 2006 to Jul 5, 2011factForm ADV
→ TRUSTMARK SECURITIES, INC.Registered adviserregistration: previous registration
Aug 5, 2004 to Mar 2, 2006factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Dec 18, 2001 to May 3, 2004factForm ADV

Dated events

Occurred
Jan 20, 2026
Advisor changed firm
Kevin Emanuel Kelly left Osaic Wealth, Inc. for Realta Investment Advisors, Inc (registered 2026-01-22)
Form ADVobserved 4 days ago