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RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 1b 10b

AUREUS ASSET MANAGEMENT, LLC

CRD 136674

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:92925caa-b2f6-d126-450e-6162d93de142

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 3
On other graphs: 0
Observed: Mar 30, 2012 to Mar 31, 2026
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.26 fund_share=0.0 institutional_share=0.74 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $8.4BItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.2B
Private client RAUM: $2.2BderivedItem 5.D individuals plus high net worth individuals
Private client share: 26%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $4.2Bderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 14
Advisory employees: 10
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 954
Individual clients: 61
High net worth clients: 278
Private funds: 4Schedule D 7.B(1)
Custody, client assets: $183M
SEC number: 801-64723
CRD: 136674
Filings on the tape: 19
First filed: Mar 30, 2012
Latest filed: Mar 31, 2026
Organised: Limited Liability Company, DE
Website: aureus-asset.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
THADDEUS HALLOCK DAVIS	Chartered Financial Analyst	BOSTON, MA	19	31	n/a	no
STEFAN BENGT EMIL KARLSSON	Chartered Financial Analyst	BOSTON, MA	8	18	n/a	no

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
AUREUS HEDGED OPPORTUNITIES SERIES	n/a	$61.8M	Mar 31, 2026	6	Mar 31, 2026	reported	n/a
AUREUS ABSOLUTE RETURN STRATEGY SERIES	Hedge Fund	$59.6M	Mar 31, 2026	71	Apr 1, 2015	reported	n/a
AUREUS FUND I, LLC	Hedge Fund	$57.0M	Mar 21, 2014	35	Mar 28, 2013	dropped	n/a
AUREUS INTERNATIONAL STRATEGY SERIES	Hedge Fund	$35.3M	Mar 31, 2026	53	Apr 1, 2015	reported	n/a
AUREUS FUND II, LLC	Hedge Fund	$31.9M	Mar 31, 2022	29	Mar 28, 2013	dropped	n/a
AUREUS DIRECTIONAL STRATEGY SERIES	Hedge Fund	$25.9M	Mar 31, 2026	36	Apr 1, 2015	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DAVIS, THADDEUS, HALLOCK	MEMBER PRESIDENT CEO	C	yes	07/2005	Mar 31, 2026	Mar 31, 2026
FIRESTONE, KAREN, MINDY	MEMBER CHAIRMAN	C	yes	07/2005	Mar 30, 2012	Mar 28, 2024
BASNIGHT, TODD, A	Member	A	no	01/2022	Mar 31, 2026	Mar 31, 2026
JONES, BRENNAN, MICHAEL	MEMBER, COO, CCO	B	no	01/2020	Mar 31, 2026	Mar 31, 2026
KARLSSON, STEFAN, BENGT EMIL	Member	B	no	01/2014	Mar 31, 2026	Mar 31, 2026
KELLOGG, MICHAEL, WELLINGTON	Member	B	no	01/2014	Mar 31, 2026	Mar 31, 2026
KOPROWSKI, GINA, L.	Member	Na	no	01/2015	Mar 31, 2026	Mar 31, 2026
SHIGUETA, CARLOS, J.	Member	A	no	01/2016	Mar 31, 2026	Mar 31, 2026

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$8.4B	$2.2B	14	10	0	4	n/a
2024	Mar 28, 2025	$7.8B	$2.0B	14	8	0	3	n/a
2023	Mar 28, 2024	$7.0B	$1.7B	13	8	0	3	$100M
2022	Mar 31, 2023	$5.9B	$1.5B	14	8	0	3	$107M
2021	Mar 31, 2022	$6.0B	$1.9B	13	8	0	4	$117M
2020	Mar 30, 2021	$5.0B	$1.5B	11	7	0	4	$105M
2019	Mar 30, 2020	$3.8B	$1.2B	12	8	0	4	$96.7M
2018	Mar 29, 2019	$2.8B	$907M	12	8	0	4	$88.4M
2017	Mar 29, 2018	$2.3B	$915M	12	8	0	4	$97.9M
2016	Mar 28, 2017	$1.7B	$830M	12	8	n/a	4	$89.3M
2015	Mar 30, 2016	$1.4B	$830M	12	8	n/a	4	$102M
2014	Apr 1, 2015	$1.3B	$804M	12	6	n/a	4	$102M
2013	Mar 21, 2014	$874M	$710M	11	6	n/a	2	$130M
2012	Mar 28, 2013	$700M	$630M	10	6	n/a	2	$120M
2011	Mar 30, 2012	$625M	$575M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$8.4B	$7.8B	8.2%	$5.9B	12.5%	14	14	0	0

Relationships

Advises (5)

→ AUREUS INTERNATIONAL STRATEGY SERIESPrivate fundHedge Fund, IA
Apr 1, 2015 to presentfactForm ADV
→ AUREUS ABSOLUTE RETURN STRATEGY SERIESPrivate fundHedge Fund, IA
Apr 1, 2015 to presentfactForm ADV
→ AUREUS DIRECTIONAL STRATEGY SERIESPrivate fundHedge Fund, IA
Apr 1, 2015 to presentfactForm ADV
→ AUREUS FUND II, LLCPrivate fundHedge Fund, IA, no longer reported
Mar 28, 2013 to Mar 31, 2022factForm ADV
→ AUREUS FUND I, LLCPrivate fundHedge Fund, IA, no longer reported
Mar 28, 2013 to Mar 21, 2014factForm ADV

Registered with (3)

← STEFAN BENGT EMIL KARLSSONAdvisorregistration: current employment
Oct 11, 2017 to presentfactForm ADV
← THADDEUS HALLOCK DAVISAdvisorregistration: current employment
Feb 27, 2007 to presentfactForm ADV
← TAMARA JEAN WARDAdvisorregistration: previous registration
Feb 9, 2007 to Nov 29, 2011factForm ADV

Controls (2)

← DAVIS, THADDEUS, HALLOCKOwnerMEMBER PRESIDENT CEO, ownership code C, individual
Mar 30, 2012 to Mar 28, 2024factForm ADV
← FIRESTONE, KAREN, MINDYOwnerMEMBER CHAIRMAN, ownership code C, individual
Mar 30, 2012 to Mar 28, 2024factForm ADV

Owns (6)

← KELLOGG, MICHAEL, WELLINGTONOwnerMEMBER, ownership code A, individual
Jan 6, 2014 to Mar 28, 2024factForm ADV
← SHIGUETA, CARLOS, J.OwnerMEMBER, ownership code A, individual
Mar 30, 2016 to Mar 28, 2024factForm ADV
← KARLSSON, STEFAN, BENGT EMILOwnerMEMBER, ownership code B, individual
Jan 6, 2014 to Mar 28, 2024factForm ADV
← KOPROWSKI, GINA, L.OwnerMEMBER CCO, ownership code NA, individual
Mar 30, 2016 to Mar 28, 2024factForm ADV
← JONES, BRENNAN, MICHAELOwnerMEMBER, ownership code A, individual
Mar 30, 2021 to Mar 28, 2024factForm ADV
← BASNIGHT, TODD, AOwnerMEMBER, ownership code A, individual
Mar 31, 2022 to Mar 28, 2024factForm ADV

Dated events

Occurred
Mar 30, 2021
Regulatory AUM changed
Aureus Asset Management, Llc reported RAUM $5.0B, up 30% from $3.8B (2020-06-30 to 2021-03-30)
Form ADVobserved 5 days ago
$1.2B
Occurred
Mar 30, 2020
Regulatory AUM changed
Aureus Asset Management, Llc reported RAUM $3.8B, up 35% from $2.8B (2019-03-29 to 2020-03-30)
Form ADVobserved 5 days ago
$998M
Occurred
Mar 29, 2018
Regulatory AUM changed
Aureus Asset Management, Llc reported RAUM $2.3B, up 36% from $1.7B (2017-03-28 to 2018-03-29)
Form ADVobserved 5 days ago
$618M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:92925caa-b2f6-d126-450e-6162d93de142
First observed: Mar 30, 2012
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

AUREUS ASSET MANAGEMENT, LLC

CRD 136674

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:92925caa-b2f6-d126-450e-6162d93de142

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:57 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

THADDEUS HALLOCK DAVIS

Chartered Financial Analyst

BOSTON, MA

n/a

STEFAN BENGT EMIL KARLSSON

Chartered Financial Analyst

BOSTON, MA

n/a

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

AUREUS HEDGED OPPORTUNITIES SERIES

n/a

$61.8M

Mar 31, 2026

reported

n/a

AUREUS ABSOLUTE RETURN STRATEGY SERIES

Hedge Fund

$59.6M

Mar 31, 2026

Apr 1, 2015

reported

n/a

AUREUS FUND I, LLC

Hedge Fund

$57.0M

Mar 21, 2014

Mar 28, 2013

dropped

n/a

AUREUS INTERNATIONAL STRATEGY SERIES

Hedge Fund

$35.3M

Mar 31, 2026

Apr 1, 2015

reported

n/a

AUREUS FUND II, LLC

Hedge Fund

$31.9M

Mar 31, 2022

Mar 28, 2013

dropped

n/a

AUREUS DIRECTIONAL STRATEGY SERIES

Hedge Fund

$25.9M

Mar 31, 2026

Apr 1, 2015

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DAVIS, THADDEUS, HALLOCK

MEMBER PRESIDENT CEO

yes

07/2005

Mar 31, 2026

FIRESTONE, KAREN, MINDY

MEMBER CHAIRMAN

yes

07/2005

Mar 30, 2012

Mar 28, 2024

BASNIGHT, TODD, A

Member

01/2022

Mar 31, 2026

JONES, BRENNAN, MICHAEL

MEMBER, COO, CCO

01/2020

Mar 31, 2026

KARLSSON, STEFAN, BENGT EMIL

Member

01/2014

Mar 31, 2026

KELLOGG, MICHAEL, WELLINGTON

Member

01/2014

Mar 31, 2026

KOPROWSKI, GINA, L.

Member

01/2015

Mar 31, 2026

SHIGUETA, CARLOS, J.

Member

01/2016

Mar 31, 2026

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$8.4B

$2.2B

n/a

2024

Mar 28, 2025

$7.8B

$2.0B

n/a

2023

Mar 28, 2024

$7.0B

$1.7B

$100M

2022

Mar 31, 2023

$5.9B

$1.5B

$107M

2021

Mar 31, 2022

$6.0B

$1.9B

$117M

2020

Mar 30, 2021

$5.0B

$1.5B

$105M

2019

Mar 30, 2020

$3.8B

$1.2B

$96.7M

2018

Mar 29, 2019

$2.8B

$907M

$88.4M

2017

Mar 29, 2018

$2.3B

$915M

$97.9M

2016

Mar 28, 2017

$1.7B

$830M

n/a

$89.3M

2015

Mar 30, 2016

$1.4B

$830M

n/a

$102M

2014

Apr 1, 2015

$1.3B

$804M

n/a

$102M

2013

Mar 21, 2014

$874M

$710M

n/a

$130M

2012

Mar 28, 2013

$700M

$630M

n/a

$120M

2011

Mar 30, 2012

$625M

$575M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$8.4B

$7.8B

8.2%

$5.9B

12.5%