DFX Intelligence

G••••• F••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst25 years in industry

G••••• F••••••••

Advisor at W••••• E••••••••• A••••••• S•••••••• L••

PITTSFORD, NY | PLYMOUTH, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:92993697-2b62-f496-3ef0-7bd69164520d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 18, 2021 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• E••••••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• E••••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Nov 2, 2021	n/a	yes	PLYMOUTH, MN\|PITTSFORD, NY	Current employment
Q•• A•••• M••••••••• I••	Former SEC adviser	Aug 18, 2021	Nov 29, 2021	no	PITTSFORD, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
Q•• A•••• M••••••••• I••	W••••• E••••••••• A••••••• S•••••••• L••	Nov 29, 2021	Nov 2, 2021	-27	Firm change	RIA to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
110324:116407:NY:2021-11-29	Nov 29, 2021	Nov 2, 2021	PITTSFORD, NY	Firm change

Relationships

Registered with (2)

→ W••••• E••••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Nov 2, 2021 to presentfactForm ADV
→ Q•• A•••• M••••••••• I••Registered adviserregistration: previous registration
Aug 18, 2021 to Nov 29, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:92993697-2b62-f496-3ef0-7bd69164520d
First observed: Aug 18, 2021
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.