DFX Intelligence

D••••• C•••••••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

D••••• C•••••••• C••••••

Advisor at E••••• J••••

OREGON CITY, OR

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Search this name across graphsid dfx:ria:92a6d798-0322-16af-7096-7d1a6d4262d8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jul 14, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• J••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: May 22, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• J••••	National bd RIA	Feb 28, 2025	n/a	yes	OREGON CITY, OR	Current employment
P••••••• A•• C•••••• A••••••• L••	Independent wealth	Jul 10, 2014	Mar 6, 2025	no	PORTLAND, OR	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••• A•• C•••••• A••••••• L••	E••••• J••••	Mar 6, 2025	Feb 28, 2025	-6	Firm change	RIA to ibd
E•••••• C•••••• M••••••••• L••	P••••••• A•• C•••••• A••••••• L••	Oct 19, 2012	Jul 10, 2014

Relationships

Registered with (3)

→ E••••• J••••Registered adviserregistration: current employment
Feb 28, 2025 to presentfactForm ADV
→ P••••••• A•• C•••••• A••••••• L••Registered adviserregistration: previous registration
Jul 10, 2014 to Mar 6, 2025factForm ADV
→ E•••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Jul 14, 2009 to Oct 19, 2012factForm ADV

Dated events

Occurred
Mar 6, 2025
Advisor changed firm
D••••• C•••••••• C•••••• left P••••••• A•• C•••••• A••••••• L•• for E••••• J•••• (registered 2025-02-28)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:92a6d798-0322-16af-7096-7d1a6d4262d8
First observed: Jul 14, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.